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Last updated on June 28, 2019
    • $4.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 18K
    • $250.3K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Michael J Sobitz
June 2012
Benjamin M Wuerffel
June 2012
Kenneth Bruce Swansegar
August 2018
John Robert Hoke
December 2015
Loyd Hildres Rawls
June 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Beacon Financial Advisory LLC IAR $336,432,026
    Capital Advisors, Ltd., LLC IAR $701,597,454
    Jeffrey A Bogart Investment Advisor IAR $19,521,330
    Legend Advisory, LLC -- --
    Lincoln Investment Dual Registrant $9,038,434,767
    Mariner Wealth Advisors IAR $0
    Shepherd Financial Investment Advisory LLC IAR $989,490,456
    Shore Morgan Young Wealth Strategies IAR $304,259,982
    Strategic Asset Management Group Advisors IAR $234,426,237
    William Roane Skeeters, Inc. IAR $14,519,999
    Wilson Investment Advisory Services, LLC IAR $31,035,930



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Deirdre Broderick Koerick Sr. Vp, Cco August, 2015 less than 5%
      Stephen Thomas Mayhew Sr. Vp, Investment Research August, 2015 less than 5%
      Denis Neil Houser Elected Manager, President, Ceo August, 2015 less than 5%
      Diane Mulherrin Mccarthy Sr Vice-President, Chief Financial Officer September, 2018 less than 5%
      Raymond Paul Shivers Sr Vice-President, Operations And Technology / Chief Operating Officer March, 2019 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees