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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 28, 2019
    • $4.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 18K
      Accounts
    • $250.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

602

name start date
Joseph Patrick Mylotte
June 2017
Craig Robert Howard
December 2012
William David Wolcott
October 2015
Christopher M Landwair
June 2012
Emily Anne Madden
October 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Beacon Financial Advisory LLC IAR $336,432,026
    Capital Advisors, Ltd., LLC IAR $701,597,454
    Jeffrey A Bogart Investment Advisor IAR $19,521,330
    Legend Advisory, LLC -- --
    Lincoln Investment Dual Registrant $9,038,434,767
    Mariner Wealth Advisors IAR $0
    Shepherd Financial Investment Advisory LLC IAR $989,490,456
    Shore Morgan Young Wealth Strategies IAR $304,259,982
    Strategic Asset Management Group Advisors IAR $234,426,237
    William Roane Skeeters, Inc. IAR $1,369,646
    Wilson Investment Advisory Services, LLC IAR $31,035,930

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Deirdre Broderick Koerick Sr. Vp, Cco August, 2015 less than 5%
      Stephen Thomas Mayhew Sr. Vp, Investment Research August, 2015 less than 5%
      Denis Neil Houser Elected Manager, President, Ceo August, 2015 less than 5%
      Diane Mulherrin Mccarthy Sr Vice-President, Chief Financial Officer September, 2018 less than 5%
      Raymond Paul Shivers Sr Vice-President, Operations And Technology / Chief Operating Officer March, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees