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Last updated on May 7, 2017
    • $3.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 16K
    • $236.9K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Deborah Lynn George
June 2012
Donald Andrew Duntley
July 2015
Jeffery Craig Farris
April 2015
Dean Dirk Weemhoff
June 2012
Steve Kent Shelgren
July 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Beacon Financial Advisory LLC IAR $227,722,539
    Capital Advisors, Ltd., LLC IAR $595,467,602
    Jeffrey A Bogart Investment Advisor IAR $18,000,000
    Legend Advisory Corporation IAR $1,943,378,379
    Lincoln Investment Dual Registrant $6,293,615,747
    Mariner Wealth Advisors IAR $944,190,248
    Strategic Asset Management Group Advisors IAR $462,806,752
    William Roane Skeeters, Inc. IAR $1,369,646
    Wilson Investment Advisory Services, LLC IAR $25,360,537



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Deirdre Broderick Koerick Sr. Vp, Cco August, 2015 less than 5%
      Stephen Thomas Mayhew Sr. Vp, Investment Research August, 2015 less than 5%
      Denis Neil Houser Elected Manager, President, Ceo August, 2015 less than 5%
      Thomas Gerard Murphy Sr. Vp, Coo August, 2015 less than 5%
      Anna Chechersky Arena Treasurer. Chief Financial Officer April, 2017 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions