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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap Growth ETF $32,000

    Assets

    Assets

    Last updated on June 16, 2019
      • $270.4M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 197
        Accounts
      • $1.4M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    4

    name start date
    Ian Gosselin Browning
    September 2016
    Peter Ernest Simmons
    October 2008
    Matthew Ernest Simmons
    September 2016
    Katelyn Mary Simmons
    September 2016

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Peter Ernest Simmons Managing Member August, 2008 75% or more
      Matthew Ernest Simmons Director Of Client Services/Wealth Advisor/Chief Compliance Officer January, 2017 5% to 10%
      Ian Gosselin Browning Member November, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees