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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $42,000

    Assets

    Assets

    Last updated on May 9, 2019
      • $2.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $1.6M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    9

    name start date
    John Matthew Mcmillen
    March 2005
    Evan Goldfuss
    April 2018
    Dennis Wayne Covington
    March 2003
    John Lile Williams
    October 2018
    Nathan Scott Pritchard
    March 2011

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      John L. Williams -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Dennis Wayne Covington Managing Principal/Member, Chief Compliance Officer November, 2004 50% to 75%
        Terrence Patrick Hartigan Prinicpal January, 2013 10% to 25%
        Nathan Scott Pritchard Principal January, 2011 10% to 25%
        John Lile Williams Minority Owner October, 2018 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Fixed Fees