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Fiduciary Financial Services of The Southwest Inc

Fiduciary Financial Services of The Southwest Inc

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Sept. 30, 2019
    • $405.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 747
      Accounts
    • $542.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4

name start date
Donald Wayne Mccoy
August 1990
Paul Hesse Welch
August 1990
Richard Alan Wright
July 2000
Michael John Gavett
February 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    B Riley Wealth Management Dual Registrant $2,181,500,010
    B. Riley & Co., LLC IAR $9,335,555
    B. Riley Asset Management -- --
    B. Riley Fbr, Inc. Broker-Dealer --
    Mlv & Co. LLC Broker-Dealer --
    Wunderlich Capital Management IAR $136,205,000
    Wunderlich Insurance Agency of Texas, Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Stephen Joseph Bonnema Director May, 2015 less than 5%
      Paul Hesse Welch Director/Cio April, 1990 less than 5%
      Michael John Gavett Chief Operating Officer/ Portfolio Manager May, 2018 less than 5%
      Joseph Robert Crane Chief Compliance Officer February, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees