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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

147

name start date
Edward Alex Baraoidan
November 1999
Jonathan Matthew Brady
March 2010
Robert Charles Neubeck
February 2006
Stuart Allan Finlay
April 2009
William Joseph Southerland
October 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Focusshares, LLC IAR $0
    Scottrade Financial Services, Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jane F Wulf Assistant Secretary August, 1997 less than 5%
      Matthew George Wilson President September, 2012 less than 5%
      Ronald David Wiese Treasurer February, 1999 less than 5%
      Ronald David Wiese Financial And Operations Principal March, 1999 less than 5%
      Andrew Christopher Small Chief Legal Officer January, 2006 less than 5%
      Rodger Odell Riney Ceo October, 2007 less than 5%
      Phyllis Anne Hartrich Chief Compliance Officer October, 2008 less than 5%
      Timothy Nathan Friedman Aml Compliance Officer July, 2008 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time