Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Oct. 5, 2019
    • $594.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $192.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

36

name start date
Norman Ellsworth Mains
June 2016
Eric James Glassbrenner
December 2018
Cameron Tarr Hackett
January 2016
Sterling Vaughn Louviere
November 2017
Andrew Tang
August 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Global Wealth Analytics, Inc. -- --
    Goss & Company, An Accountancy Corporation -- --
    Mark Roth -- --
    Matthew Chancey -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Seyyed Valiallah Nasr Chief Executive Officer April, 2013 less than 5%
      Andrew Tang Executive Vice President August, 2013 less than 5%
      Roxanna Marie Guinan Senior Vp Business Development February, 2016 less than 5%
      Scott Allen Klaassen Chief Operations Officer March, 2017 less than 5%
      Mark David Roth President October, 2012 less than 5%
      Maureen Melodee Maloney Chief Compliance Officer May, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees