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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
WBI Tactical High Income Shares $28,154,000
WBI Tactical Income Shares $12,038,000
WBI Tactical LCY Shares $4,265,000
WBI Tactical LCV Shares $4,242,000
WBI Tactical SMS Shares $3,999,000
WBI Tactical SMV Shares $3,793,000
WBI Tactical SMY Shares $3,316,000
WBI Tactical LCG Shares $2,564,000
WBI Tactical LCS Shares $2,449,000
WBI Tactical SMG Shares $2,179,000
Guggenheim BulletShares 2021 High Yield Corporate Bond ETF $2,069,000
Guggenheim BulletShares 2020 High Yield Corporate Bond ETF $2,067,000
Guggenheim BulletShares 2022 Corporate Bond ETF $1,394,000
First Trust Senior Loan Fund $1,268,000
VanEck Vectors Preferred Securities ex Financials ETF $1,242,000
Guggenheim BulletShares 2022 High Yield Corporate Bond ETF $1,048,000
Oppenheimer Small Cap Revenue ETF $880,000
iShares GNMA Bond ETF $811,000
SPDR S&P 500 High Dividend ETF $810,000
Vanguard S&P Small-Cap 600 Index Fund $669,000
Guggenheim S&P 500 Equal Weight Financials ETF $627,000
FlexShares International Quality Dividend Index Fund $576,000
Guggenheim S&P 500 Equal Weight Industrials ETF $558,000
Fidelity MSCI Information Technology Index ETF $441,000
WisdomTree Barclays US Aggregate Bond Enhanced Yield Fund $430,000
O'Shares FTSE Europe Quality Dividend ETF $420,000
Fidelity MSCI Health Care Index ETF $417,000
Fidelity MSCI Industrials Index ETF $406,000
Fidelity MSCI Materials Index ETF $405,000
Fidelity MSCI Consumer Discretionary Index ETF $389,000
VanEck Vectors Morningstar International Moat ETF $389,000
Fidelity MSCI Real Estate Index ETF $383,000
Fidelity MSCI Consumer Staples Index ETF $372,000
ProShares Ultra 7-10 Year Treasury $359,000
iShares Exponential Technologies ETF $357,000
JPMorgan Diversified Return Europe Equity ETF $341,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $322,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $271,000
JPMorgan Diversified Return International Equity ETF $260,000
Oppenheimer Ultra Dividend Revenue ETF $253,000
Alps International Sector Dividend Dogs ETF $246,000
PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF $238,000
SPDR S&P World ex-US ETF $229,000
iShares Morningstar Mid-Cap ETF $228,000
Vanguard Intermediate-Term Government Bond Index Fund $224,000
iShares Morningstar Small-Cap Value ETF $221,000

    Assets

    Assets

    Last updated on Sept. 28, 2017
      • $6.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 45K
        Accounts
      • $148.5K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    22

    name start date
    David Arthur Chandler
    August 2011
    Sean Stephen Mullen
    November 2016
    Steven James Dunlap
    May 2016
    Jose L Leiva
    February 2015
    Shari Hensrud
    January 2012

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark Adam Herman Chief Financial Officer January, 2012 less than 5%
      Robert Francis Mehringer Executive Vice President, Advisory Services February, 2013 less than 5%
      Steven James Dunlap Chief Operating Officer January, 2016 less than 5%
      Joseph Mrak Chairman July, 2008 less than 5%
      Shari Hensrud Chief Compliance Officer / President / Chief Investment Officer September, 2011 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees