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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on May 19, 2017
    • $655.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 694
      Accounts
    • $944.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

7

name start date
Kevin Bernzott
October 1997
Bart Jerome Oconnor
October 2016
Thomas Anthony Derse
June 2003
Scott Thomas Larson
August 2007
Peter Eugene Girolamo
January 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Kevin Bernzott Chairman/Ceo September, 1997 25% to 50%
    Marilyn Stevens Bernzott Shareholder September, 2005 10% to 25%
    Thomas Anthony Derse President & Chief Financial Officer March, 2016 less than 5%
    Scott Thomas Larson Vice President & Cio October, 2011 less than 5%
    Hans Thomas Walsh Chief Operating Officer/Cco April, 2006 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets