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Overview

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    *Articles are published by advisors without compensation.

    Holdings

    ETF Holdings

    There is no ETF holding data from this firm to display at this time.

    Assets

    Assets

    Last updated on June 12, 2019
      • $165.8M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 352
        Accounts
      • $471.0K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    4

    name start date
    Thomas J. McFarland
    April 1994
    Kristin McFarland
    October 2014
    Caroline Elizabeth Coderre
    January 2005
    Michelle E. Wells
    April 1999

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Dwm Strategic Equity Income Fund, LLC -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Thomas James Mcfarland President / Chief Compliance Officer September, 1987 75% or more
        Michelle Elise Wells Chief Operations Officer January, 2009 5% to 10%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees