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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares Core S&P US Growth ETF $180,976,000
SPDR S&P 500 ETF Trust $54,199,000
iShares US Credit Bond ETF $10,466,000
iShares Russell 1000 Growth ETF $9,816,000
iShares Core S&P US Value ETF $9,548,000
Energy Select Sector SPDR Fund $5,828,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $4,909,000
SPDR Bloomberg Barclays High Yield Bond ETF $4,309,000
Vanguard Total Stock Market Index Fund $3,356,000
Vanguard Tax-Managed International Fund $2,291,000
Utilities Select Sector SPDR Fund $1,764,000
iShares MSCI EAFE ETF $1,672,000
iShares Russell 1000 Value ETF $1,418,000
Vanguard Growth Index Fund $942,000
iShares 1-3 Year Credit Bond ETF $849,000
iShares Intermediate Credit Bond ETF $845,000
iShares Core US Aggregate Bond ETF $841,000
iShares Core S&P 500 ETF $828,000
iShares Russell Mid-Cap ETF $745,000
Vanguard 500 Index Fund $667,000
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF $545,000
Financial Select Sector SPDR Fund $313,000
iShares China Large-Cap ETF $273,000
Technology Select Sector SPDR Fund $272,000
SPDR Gold Shares $249,000
iShares Russell 2000 Growth ETF $218,000
iShares Russell 1000 ETF $215,000
iShares MSCI Japan ETF $172,000
iShares National Muni Bond ETF $166,000
SPDR S&P Oil & Gas Equipment & Services ETF $139,000
Materials Select Sector SPDR Fund $113,000
PowerShares National AMT-Free Municipal Bond Portfolio $84,000
iShares 3-7 Year Treasury Bond ETF $78,000
iShares US Telecommunications ETF $72,000
SPDR EURO STOXX 50 ETF $69,000
Vanguard Total Bond Market Index Fund $53,000
iShares TIPS Bond ETF $40,000
iShares 7-10 Year Treasury Bond ETF $39,000
iShares MSCI India ETF $39,000
iShares 1-3 Year Treasury Bond ETF $39,000
PowerShares Dynamic Food & Beverage Portfolio $32,000
iShares Select Dividend ETF $30,000
VanEck Vectors Gold Miners ETF $27,000
Industrial Select Sector SPDR Fund $26,000
Deutsche X-trackers MSCI EAFE Hedged Equity ETF $5,000
iShares Core MSCI Emerging Markets ETF $4,000
iShares Gold Trust $3,000

    Assets

    Assets

    Last updated on Feb. 1, 2017
      • $99.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 102K
        Accounts
      • $976.6K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    112

    name start date
    George Neofytidis
    March 2006
    Daniel Schwartz
    December 2010
    Salvatore Coppola
    December 2005
    Michael Stephen D'Angelos
    June 2014
    Eric Michael Brey
    August 2014

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Cba Cdip Feeder Fund Partners, LLC -- --
      Cbi Global Healthcare Innovations Partners, LLC -- --
      Clearbridge, LLC Dual Registrant $4,857,766,143
      Legg Mason Asset Management (Japan) Co., Ltd. -- --
      Legg Mason Asset Management Australia Limited -- --
      Legg Mason Investment Funds Limited -- --
      Legg Mason Investments (Europe) Limited -- --
      Legg Mason Investments (Taiwan) Limited -- --
      Legg Mason Investor Services, LLC Broker-Dealer --
      Legg Mason Partners Fund Advisor, LLC IAR $156,354,523,924
      Legg Mason Private Portfolio Group, LLC IAR $63,650,478,009
      Lmp Select, LLC -- --
      Qs Investors, LLC IAR $19,068,581,049
      Western Asset Management Company Distribuidora De Títulos E Valo IAR $10,525,664,008

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        John Justin Eede Director June, 2015 less than 5%
        Cynthia Karen List Director June, 2015 less than 5%
        Scott Keith Glasser Director June, 2015 less than 5%
        Terence Matthew Johnson Director June, 2015 less than 5%
        Brian Matthew Eakes Director June, 2015 less than 5%
        John Duff Kenney Director June, 2015 less than 5%
        Terrence James Murphy Chief Executive Officer December, 2012 less than 5%
        Scott Keith Glasser Co-Chief Investment Officer October, 2012 less than 5%
        Harry David Cohen Co-Chief Investment Officer October, 2012 less than 5%
        Cynthia Karen List Chief Financial Officer December, 2011 less than 5%
        Terrence James Murphy Director March, 2011 less than 5%
        Terrence James Murphy President March, 2011 less than 5%
        Barbara Brooke Manning General Counsel July, 2008 less than 5%
        Barbara Brooke Manning Chief Compliance Officer February, 2006 less than 5%
        Terrence James Murphy Chief Operating Officer March, 2008 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Performance-Based Fees