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ETF Holdings



Last updated on Oct. 10, 2017
    • $25.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
    • $7.6M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Daniel A Serra
May 2014
Spencer Christian Smith
March 2010
Edward Bernerd Dobranetski
August 2005
Marneda Moncus Milhiser
November 2016
Marc Kaye Wishkoff
December 2009

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Asb Capital Management LLC IAR $23,686,953,118



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Christine Nicolaides Kearns Vice Chair & General Counsel June, 2014 less than 5%
      Howard Gregory Platts Director March, 2009 less than 5%
      Lasalle Doheny Leffall Director June, 2009 less than 5%
      Paul Roy Duncan Chief Compliance Officer January, 2005 less than 5%
      Wendelin Anita White Director December, 2011 less than 5%
      Joel Albert Friedman Chief Financial Officer March, 2010 less than 5%
      George Patrick Clancy Director July, 2010 less than 5%
      Gilbert Melville Grosvenor Director January, 2010 less than 5%
      Bernard Francis Saul Iii Director December, 2009 less than 5%
      Peter Michael Welber President, Ceo And Director September, 2003 less than 5%
      William F (Mi Only) Mcsweeny Director November, 1997 less than 5%
      Walter Robert Fatzinger Director March, 1999 less than 5%
      Bernard Francis Ii Saul Chairman Of The Board Of Directors November, 1997 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets