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ETF Holdings



Last updated on May 19, 2019
    • $27.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
    • $7.2M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Daniel A Serra
May 2014
Spencer Christian Smith
March 2010
Jeffrey Crawford Dillman
May 2013
Connie Ann Voigt
February 2018
Craig Andrew Pernick
November 2005

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Asb Capital Management LLC IAR $25,236,050,792



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Lynn M. Panagos Chief Operating Officer July, 2012 less than 5%
      Patricia Saul Lotuff Director December, 2018 less than 5%
      Earl Alexander Powell Director April, 2018 less than 5%
      Christine Nicolaides Kearns Vice Chair & General Counsel June, 2014 less than 5%
      Howard Gregory Platts Director March, 2009 less than 5%
      Paul Roy Duncan Chief Compliance Officer January, 2005 less than 5%
      Wendelin Anita White Director December, 2011 less than 5%
      Joel Albert Friedman Chief Financial Officer March, 2010 less than 5%
      George Patrick Clancy Director July, 2010 less than 5%
      Gilbert Melville Grosvenor Director January, 2010 less than 5%
      Peter Michael Welber President, Ceo And Director September, 2003 less than 5%
      William F (Mi Only) Mcsweeny Director November, 1997 less than 5%
      Bernard Francis Ii Saul Chairman Of The Board Of Directors November, 1997 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees