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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 500 ETF Trust $1,809,000

    Assets

    Assets

    Last updated on Dec. 5, 2019
      • $1.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 3K
        Accounts
      • $657.4K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    13

    name start date
    Carter Douglas Allen
    December 2019
    Zachary Brian Bitner
    August 2018
    Andrew Harvin Schaffernoth
    July 2006
    Melanie Judith Peche
    December 2016
    Casey D Nelsen
    October 2014

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Alexandria Bancorp Limited -- --
      Alexandria Global Investment Management Ltd -- --
      Guardcap Asset Management Limited -- --
      Guardian Capital Advisors Lp IAR $2,118,902,500
      Guardian Capital Real Estate Gp Inc. -- --
      Idc Worldsource Insurance Network Inc. -- --
      Michael Tempest -- --
      Worldsource Securities Inc. -- --
      Zephyr Aurora General Partner (Cayman), L.P. -- --
      Zephyr Aurora General Partner, L.P. -- --
      Zephyr Aurora Partners, LLC -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Michael Ottosen Tempest Manager January, 2018 less than 5%
        George Mavroudis Manager January, 2018 less than 5%
        Haley M Hammond Chief Compliance Officer May, 2006 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets