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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Dec. 5, 2019
    • $483.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 476
      Accounts
    • $1.0M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
John Randolph Moulton
August 1996
Kelly Bryant Sullivan
August 1996
Kent Kirby Reynolds
May 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Axiom Asset Management IAR $550,769,000
    Delta Asset Management, LLC IAR $920,435,851
    Harvey Investment Company, LLC IAR $620,583,172
    Hightower Insurance Company -- --
    Hightower Private Client -- --
    Hightower Securities, LLC Broker-Dealer --
    Hightower Trust Company Lta -- --
    Kanawha Capital Management, LLC IAR $883,896,475
    The Rikoon Group, LLC IAR $501,465,740

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      John Randolph Moulton President And Chief Compliance Officer January, 2019 less than 5%
      Daniel Jeremy Berg Director Of Finance March, 2019 less than 5%
      Timothy Bernard Woods General Counsel March, 2019 less than 5%
      Michelle Marie Thetford Chief Operating Officer And President January, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees