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Cetera Financial Specialists LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1,509

name start date
Daniel S. Offutt MBA
August 2000
Rudra Devanand Persaud
October 2005
Rod Miller, CFP®, CLU, ChFC
August 2012
David C Wilson
August 1993
Lorenzo Santoli
December 2000

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bdca Adviser, LLC IAR $2,616,305,938
    Cetera Advisor Networks LLC Dual Registrant $20,515,461,972
    Cetera Advisors LLC Dual Registrant $13,550,472,236
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    First Allied Advisory Services, Inc. IAR $4,542,958,875
    First Allied Asset Management, Inc. Dual Registrant $9,018,525
    First Allied Securities, Inc. Dual Registrant $0
    J P Turner & Company Capital Management, LLC Dual Registrant $0
    J.P. Turner & Company, L.L.C. Broker-Dealer --
    Legend Advisory Corporation IAR $1,943,378,379
    Legend Equities Corporation Broker-Dealer --
    National Fund Advisors, LLC IAR $71,658,773
    Realty Capital Securities, LLC Broker-Dealer --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $3,799,519,864
    Tower Square Investment Management LLC IAR $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Enrique Martin Vasquez Director, President And Chief Executive Officer April, 2006 less than 5%
      Stanley Robert Smiley Vice President April, 2012 less than 5%
      Mark Paul Shelson Chief Financial Officer And Treasurer April, 2012 less than 5%
      Gregg Alan Ruvoli Vice President October, 2009 less than 5%
      Jon Howard Rothenberg Vice President April, 2012 less than 5%
      Ralph Lawrence Roth Manager May, 2014 less than 5%
      Ramon Ramos Money Laundersing Reporting Officer February, 2013 less than 5%
      Cynthia A Hamel Vice President April, 2012 less than 5%
      Brian Joseph Haley Vice President, Chief Compliance Officer And Secretary May, 2012 less than 5%
      Steven James Jr Dunlap Manager & Vice President July, 2013 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time