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Cetera Financial Specialists LLC




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ETF Holdings

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    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
    • N/A
      Estimated Average Account Balance


Firm Services

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Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Daniel S. Offutt MBA
August 2000
Rudra Devanand Persaud
October 2005
David C Wilson
August 1993
Robert Joseph Tornincaso
October 2014
Christopher Janson Davis
June 2004

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bdca Adviser, LLC IAR $2,458,198,299
    Cetera Advisor Networks LLC Dual Registrant $18,099,125,377
    Cetera Advisors LLC Dual Registrant $12,246,297,195
    Cetera Investment Advisers LLC IAR $10,324,028,419
    Cetera Investment Services LLC Broker-Dealer $0
    First Allied Advisory Services, Inc. IAR $4,542,958,875
    First Allied Asset Management, Inc. Dual Registrant $9,018,525
    First Allied Securities, Inc. Dual Registrant $0
    J P Turner & Company Capital Management, LLC Dual Registrant $0
    J.P. Turner & Company, L.L.C. Broker-Dealer --
    Legend Advisory Corporation IAR $1,943,378,379
    Legend Equities Corporation Broker-Dealer --
    National Fund Advisors, LLC IAR $71,658,773
    Realty Capital Securities, LLC Broker-Dealer --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $2,889,596,331
    Tower Square Investment Management LLC IAR $0



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Enrique Martin Vasquez Director, President And Chief Executive Officer April, 2006 less than 5%
      Stanley Robert Smiley Vice President April, 2012 less than 5%
      Mark Paul Shelson Chief Financial Officer And Treasurer April, 2012 less than 5%
      Gregg Alan Ruvoli Vice President October, 2009 less than 5%
      Jon Howard Rothenberg Vice President April, 2012 less than 5%
      Ralph Lawrence Roth Manager May, 2014 less than 5%
      Ramon Ramos Money Laundersing Reporting Officer February, 2013 less than 5%
      Cynthia A Hamel Vice President April, 2012 less than 5%
      Brian Joseph Haley Vice President, Chief Compliance Officer And Secretary May, 2012 less than 5%
      Steven James Jr Dunlap Manager & Vice President July, 2013 less than 5%
        Source: FINRA


        There is no compensation data available to display at this time