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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 17, 2016
    • $509.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 121
      Accounts
    • $4.2M
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

  • Other
    • -Selection of Other Advisors

Firm Client types

Advisors

Current Advisors

# of advisors

4

name start date
Amy Stacy Born
January 2008
Alev Turkben Lewis
April 2005
Meloni Midori Hallock
July 2005
Joseph Lee Rosol
February 2012

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Meloni Midori Hallock Chief Executive Officer July, 2005 less than 5%
    Alev Turkben Lewis President/Chief Operating Officer March, 2005 less than 5%
    Amy Stacy Born Chief Compliance Officer November, 2012 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees