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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $308,000

    Assets

    Assets

    Last updated on Aug. 7, 2019
      • $1.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 767
        Accounts
      • $1.8M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    15

    name start date
    Gregory Paul Pellizzon
    May 1999
    James Konon
    August 2016
    Robert Burr Wolford
    May 1999
    Cameron Curtis Akers
    November 2016
    Michael Ashley Schulman
    September 2016

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Hollencrest Insurance Services, Inc. -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Gregory Paul Pellizzon Managing Director, Chief Executive Officer January, 2000 25% to 50%
        Robert Burr Wolford Managing Director, Director Of Marketing, Portfolio Manager January, 2000 25% to 50%
        Peter Joseph Pellizzon Managing Director, Chief Operations Officer, Portfolio Manager September, 1998 25% to 50%
        James Konon Vice President Of Operations, Aml Officer, Ciso July, 2006 less than 5%
        Ianthe Nicole Vipperman Chief Compliance Officer January, 2018 less than 5%
        Susan Marie Nakamura Director Portfolio Administration March, 2018 less than 5%
        Cameron Curtis Akers Director, Chief Investment Officer December, 2018 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Performance-Based Fees
          • Other