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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on May 9, 2019
    • $207.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 160
      Accounts
    • $1.3M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2

name start date
Randall Singh Shoker
August 1992
Christopher Roger Cassiere
February 2014

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Randall Singh Shoker Owner/Chief Executive Officer, Chief Compliance Officer September, 2004 75% or more
    Nancy Kay Shoker Chief Accounting Officer January, 2008 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees