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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Jan. 2, 2020
    • $219.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 432
      Accounts
    • $508.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

9

name start date
Carol Ann Mulcahy
May 2019
Louis Mitchell Shinaman
June 2011
Anthony Franklin Van Ore
April 2019
Audrey M Ralicki
September 2012
Jorge A. Romero, CFP®
April 2015

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Asset Advisors of America, LLC IAR $0
    CWM, LLC IAR $7,502,978,872
    Rwm Asset Management, LLC IAR $17,893,365

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Thomas Huey Ruggie President/Chief Executive Officer/Chief Compliance Officer June, 2008 less than 5%
      Robert Liddell Clark Member June, 2018 less than 5%
      Anthony Franklin Van Ore Chief Operating Officer March, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees