Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares Short Treasury Bond ETF $94,283,000
iShares 20+ Year Treasury Bond ETF $65,310,000
iShares Russell 2000 Value ETF $39,090,000
iShares TIPS Bond ETF $37,459,000
iShares 1-3 Year Credit Bond ETF $34,758,000
iShares 1-3 Year Treasury Bond ETF $30,407,000
iShares Intermediate Credit Bond ETF $21,186,000
iShares MBS ETF $19,230,000
iShares 3-7 Year Treasury Bond ETF $16,377,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $12,047,000
iShares 7-10 Year Treasury Bond ETF $11,425,000
SPDR Bloomberg Barclays Convertible Securities ETF $11,340,000
iShares Floating Rate Bond ETF $10,920,000
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF $10,577,000
iShares Agency Bond ETF $8,062,000
iShares 10-20 Year Treasury Bond ETF $5,486,000
SPDR S&P Homebuilders ETF $5,067,000
iShares 0-5 Year TIPS Bond ETF $4,272,000
iShares US Credit Bond ETF $3,463,000
iShares National Muni Bond ETF $3,027,000
Vanguard Short-Term Bond Index Fund $2,641,000
Vanguard Short-Term Corporate Bond Index Fund $2,530,000
iShares Short-Term National Muni Bond ETF $2,431,000
iShares MSCI Philippines ETF $2,081,000
iShares MSCI Germany ETF $2,024,000
iShares MSCI Canada ETF $1,870,000
iShares MSCI Ireland Capped ETF $1,738,000
SPDR Gold Shares $1,707,000
iShares MSCI Switzerland Capped ETF $1,624,000
SPDR S&P 500 ETF Trust $968,000
iShares Core S&P 500 ETF $755,000
iShares Core US Aggregate Bond ETF $660,000
PowerShares Buyback Achievers Portfolio $628,000
iShares MSCI Eurozone ETF $622,000
iShares MSCI France ETF $504,000
iShares US Home Construction ETF $455,000
iShares MSCI Poland Capped ETF $446,000
iShares S&P 500 Value ETF $436,000
SPDR S&P MidCap 400 ETF $381,000
VanEck Vectors AMT-Free Intermediate Municipal Index ETF $352,000
Vanguard Extended Duration Treasury Index Fund $331,000
Vanguard Total Bond Market Index Fund $328,000
iShares Cohen & Steers REIT ETF $268,000
iShares S&P Mid-Cap 400 Value ETF $237,000
iShares Silver Trust $219,000
iShares MSCI Mexico Capped ETF $216,000
iShares MSCI United Kingdom ETF $211,000
iShares MSCI Italy Capped ETF $197,000
iShares MSCI South Korea Capped ETF $189,000
iShares Gold Trust $183,000
iShares MSCI Singapore Capped ETF $155,000
iShares US Telecommunications ETF $144,000
iShares US Utilities ETF $125,000
iShares Russell 2000 ETF $113,000
VanEck Vectors Agribusiness ETF $100,000
VanEck Vectors AMT-Free Long Municipal Index ETF $100,000
iShares MSCI Sweden Capped ETF $99,000
iShares MSCI Japan ETF $93,000
SPDR S&P Bank ETF $92,000
iShares MSCI Taiwan Capped ETF $91,000
iShares MSCI Malaysia ETF $77,000
iShares MSCI Spain Capped ETF $65,000
Vanguard Intermediate-Term Corporate Bond Index Fund $58,000
VanEck Vectors Indonesia Index ETF $54,000
Technology Select Sector SPDR Fund $43,000
iShares Asia 50 ETF $42,000
iShares MSCI Indonesia ETF $35,000
SPDR Bloomberg Barclays International Treasury Bond ETF $31,000
iShares China Large-Cap ETF $25,000
SPDR Dow Jones REIT ETF $24,000
iShares MSCI Hong Kong ETF $23,000
iShares Select Dividend ETF $23,000
Vanguard Small-Cap Growth Index Fund $22,000
iShares MSCI New Zealand Capped ETF $19,000
iShares JPMorgan USD Emerging Markets Bond ETF $14,000
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund $12,000
SPDR Bloomberg Barclays High Yield Bond ETF $8,000
Vanguard Intermediate-Term Bond Index Fund $8,000
iShares MSCI Brazil Capped ETF $8,000
ProShares UltraPro QQQ $5,000
iShares MSCI South Africa ETF $5,000

    Assets

    Assets

    Last updated on June 5, 2019
      • $2.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 269
        Accounts
      • $9.7M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    7

    name start date
    Richard Brian Culpepper
    November 2011
    Brian Philip Shepardson
    November 2011
    Trent Devaun Dysert
    November 2011
    Diane Marie Rose
    November 2011
    Annette Marie Quinter
    November 2011

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      James Capital Alliance Inc IAR $939,035,588

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Barry Ray James President/Ceo January, 1995 less than 5%
        Lesley Dawn Ott Chief Compliance Officer January, 2012 less than 5%
        Ann Marie Shaw-Kremer Chief Operating Officer April, 2001 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Other