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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 29, 2017
    • $519.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 947
      Accounts
    • $548.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Alfred Bernard Brady
July 2013
Suresh Raghavan
July 2013
Mary Kathryn Margolis
July 2013
Daniel James Bender
November 2013
Christopher George Dyson
March 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Suresh Raghavan Principal, Chief Compliance Officer September, 2011 25% to 50%
    Mary Kathryn Margolis Principal September, 2011 25% to 50%
    Alfred Bernard Brady Principal September, 2011 25% to 50%
    Daniel James Bender Principal January, 2015 25% to 50%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions