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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 28, 2019
    • $94.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 78
      Accounts
    • $1.2M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

18

name start date
Salvatore Favarolo
May 2011
William Paul Finkelstein
November 2013
Manuel Arias
October 2010
Jan Gunther
October 2013
William Selvaggi
September 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bernard Herold & Co., Inc. Broker-Dealer --
    Herold Advisors, Inc. IAR $129,096,000
    Herold Insurance Agency, Inc. -- --
    Lantern Insurance Brokerage, Inc. -- --
    Lantern Investments, Inc. Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Keith Michael Lanton Managing Member April, 2008 10% to 25%
      Barbara Patricia Lanton Member April, 2008 10% to 25%
      Wendy Diane Sheftel Managing Member April, 2008 10% to 25%
      Daphne Jo Stasco Chief Compliance Officer January, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees