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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2,874

name start date
John Joseph Checki
September 1995
Steven James Bryer
October 1999
Daniel Brush, CFP®
March 2000
Daniel A. Neil, CFP®
December 2001
Bill Utes
July 2007

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arbor Point Advisors IAR $975,451,425
    Investacorp Advisory Services Inc IAR $1,633,197,180
    Investacorp, Inc. Broker-Dealer --
    Ladenburg Thalmann & Co. Inc. Broker-Dealer --
    Ladenburg Thalmann Alternative Inc. -- --
    Ladenburg Thalmann Asset Management Inc IAR $1,996,228,090
    Ladenburg Thalmann Fund Management LLC IAR $24,476,373
    Premier Trust -- --
    Securities America Advisors, Inc. IAR $15,610,261,972
    Triad Advisors, Inc. Dual Registrant $724,287,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Pamela Janine Wertheim Senior Vice President, Chief Marketing Officer, Director March, 2011 less than 5%
      David John Jr Vaughan Vice President Of Finance And Fin Op January, 2013 less than 5%
      James Delwyn Nagengast President, Director & Ceo July, 2010 less than 5%
      Cynthia Denise Morrison Vice President And Chief Compliance Officer August, 2012 less than 5%
      Kevin Joseph Miller Senior Vice President, General Counsel, Aml Officer, Itpp &Privacy Officer, Secretary August, 2012 less than 5%
      Adam Scott Malamed Director November, 2011 less than 5%
      Paul Raymond Lofties Senior Vice President Of Wealth Management January, 2013 less than 5%
      Brett H Kaufman Director November, 2011 less than 5%
      Gregg Howard Johnson Senior Vice President, Branch Office Development February, 2008 less than 5%
      Kirk Jesse Hulett Executive Vice President, Strategy & Practice Management,Director January, 2012 less than 5%
      James Micheal Heeney Senior Vice President, Chief Operating Officer, Salessupervision & Operations January, 2013 less than 5%
      Doreen Louise Griffith Executive Vice President, Chief Information Officer January, 2012 less than 5%
      Joseph Jr Giovanniello Director November, 2011 less than 5%
      Philip Salvatore Blancato Director November, 2011 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time