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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3,269

name start date
John Joseph Checki
September 1995
Bill Utes
July 2007
Max Briggs, CFP®
May 1996
Daniel Brush, CFP®
March 2000
Daniel A. Neil, CFP®
December 2001

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Philip Salvatore Blancato Director November, 2011 less than 5%
    Gregory Jay Smith Senior Vice President, Supervision January, 2017 less than 5%
    Kevin Joseph Miller Executive Vice President, General Counsel & Secretary February, 2019 less than 5%
    James George Meyers Senior Vice President, Chief Operations Officer May, 2018 less than 5%
    Matthew John Kinsella Vice President, Chief Compliance Officer, Aml Officer, Privacy Officer And Itpp Officer February, 2019 less than 5%
    Gregg Howard Johnson Executive Vice President, Branch Office Development February, 2015 less than 5%
    Kirk Jesse Hulett Executive Vice President, Strategy & Practice Management, Director January, 2012 less than 5%
    Pamela Janine Wertheim Senior Vice President, Chief Marketing Officer, Director March, 2011 less than 5%
    James Delwyn Nagengast President, Director & Ceo July, 2010 less than 5%
    Adam Scott Malamed Director November, 2011 less than 5%
    Paul Raymond Lofties Senior Vice President Of Wealth Management January, 2013 less than 5%
    Brett H Kaufman Director November, 2011 less than 5%
    Doreen Louise Griffith Executive Vice President, Chief Information Officer January, 2012 less than 5%
    Joseph Jr Giovanniello Director November, 2011 less than 5%
    David John Jr Vaughan Senior Vice President, Chief Financial Officer & Finop January, 2014 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time