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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

319

name start date
Geoffrey Sutherland Gaggs
September 2013
James Claiborne, CFS, ChFC
September 2017
Donna Marie Hicko
June 2018
Ingalill Van Meter Skoogh
August 2018
Rosanne Nachman
June 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Mitchell Craig Voss President / Chief Exec Officer / Rosfp December, 2004 50% to 75%
    Ryan Stephen Sabol Executive Vice President January, 2005 50% to 75%
    John Richard Oliver Financial Operations Principal October, 2008 less than 5%
      Source: SEC

      Fees

      There is no compensation data available to display at this time