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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on March 24, 2017
    • $132.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 606
      Accounts
    • $218.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Peter Alan Mutschler
April 2008
Mark Christopher Scheffler
April 2002
Alexander Joseph Hunt
March 2015
Wendy Maureen Hoeft
June 2016
Timothy Elliot Dahlstrom
July 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    David Andrew Ogilvie Minority Owner January, 2005 less than 5%
    Andrew David Ogilvie Minority Owner January, 2005 less than 5%
    Larry L Heller Minority Owner January, 2005 less than 5%
    Diane O Schneider Minority Owner January, 2005 less than 5%
    Mark Christopher Scheffler Chief Executive Officer April, 2002 less than 5%
    Karen Marie Anderson Chief Operations Officer, Chief Compliance Officer January, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees