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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 500 ETF Trust $249,000

    Assets

    Assets

    Last updated on Oct. 9, 2019
      • $13.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $12.1M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    12

    name start date
    Robert Bruce Donnellan
    March 2014
    Shelly Marie Fagg
    June 2018
    Mcgavock Dickinson Dunbar
    April 2014
    William George Hjorth
    June 2010
    Frank Hampton Mcfadden
    March 2014

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Clement Tranum Fitzpatrick Chief Executive Officer/Chief Investment Officer, Member March, 2007 50% to 75%
      Frank Hampton Mcfadden Analyst/ Member September, 2009 less than 5%
      Gregory Adam Mcclain President/ Member December, 2009 less than 5%
      Richard Swaim Davis Chief Financial Officer/Chief Operating Officer/ Member December, 2013 less than 5%
      Mcgavock Dickinson Dunbar Analyst/ Member January, 2014 less than 5%
      Anne M. Jones Head Of Operations And Trading/Member January, 2017 less than 5%
      Stephen Wilson Simmons Analyst/Member January, 2017 less than 5%
      Ashley Anderson Morris Chief Compliance Officer November, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Performance-Based Fees