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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 4, 2019
    • $12.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $5.4M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
Scott Davis Rodes
June 2003
Eleanor Kirby Moffat
August 2001
Charles Abbott Pettengill
August 2001

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    William Bahl President July, 1990 10% to 25%
    Vere Warburton Gaynor Chairman July, 1990 10% to 25%
    John Brien Schmitz Vice President December, 2006 5% to 10%
    William Jeffrey Bahl Vice President May, 2014 5% to 10%
    Edward Allan Woods Vice President September, 2004 5% to 10%
    Scott Davis Rodes Vice President June, 2001 5% to 10%
    Charles Abbott Pettengill Vice President May, 1997 5% to 10%
    Samuel L Koopman Vice President July, 2018 less than 5%
    Christopher John Heekin Vice President November, 2016 less than 5%
    James Edward Russell Vice President April, 2015 less than 5%
    Nicholas W Puncer Vice President April, 2015 less than 5%
    Christopher Mark Rowane Vice President April, 2015 less than 5%
    Kevin Thomas Gade Vice President July, 2018 less than 5%
    Stephanie Schulze Thomas Vice President July, 2013 less than 5%
    Tita Ann Rogers Chief Compliance Officer June, 2011 less than 5%
    Lori Ann Hudson Vice President December, 2003 less than 5%
    Ellis Davenport Hummel Vice President July, 2009 less than 5%
    Glenn D. Warden Chief Information Officer April, 2005 less than 5%
    Eleanor Kirby Moffat Vice President January, 1999 less than 5%
    Steven Nicholas Brown Vice President January, 2019 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees