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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 13, 2019
    • $1.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $922.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

17

name start date
Daniel Joseph Cassell
October 2015
Shan Lip
January 2011
Chelsea Ransom-Cooper
September 2018
Marisa Shana Rothstein
September 2016
Doug Scott Couden
February 2012

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Simon Gareth Baker Ceo October, 2004 50% to 75%
    Gerald Meredith Luff Chief Operating Officer / Partner May, 2006 5% to 10%
    King Shan Lip Chief Strategist / Partner January, 2010 5% to 10%
    Doug Scott Couden Chief Investment Officer / Partner February, 2012 5% to 10%
    Sharon Simpson Partner February, 2018 5% to 10%
    Tom Min Ngo Partner January, 2018 less than 5%
    William Patrick Connor Managing Director / Partner January, 2018 less than 5%
    Scott Christopher Stephens Managing Director / Partner January, 2014 less than 5%
    Hannah Gee Youn Kim Chief Compliance Officer January, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees