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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $6.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 905
      Accounts
    • $6.7M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

8

name start date
Andrew Scott Cupps
November 2016
Kevin John Leitner
November 2016
James Joseph Cunnane
November 2013
Heather E Kidde
April 2017
Quinn Thomas Kiley
November 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Piper Jaffray & Co. Dual Registrant $175,394,421
    Piper Jaffray Investment Management, LLC IAR $2,458,086
    Pjc Capital Partners LLC IAR $212,576,693

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Susan Lynn Steiner Chief Compliance Officer September, 2012 less than 5%
      Laura Marie Moret Chief Legal Officer March, 2016 less than 5%
      Matthew Kent Swaim Director And Chair Of Executive Committee January, 2018 less than 5%
      James Joseph Cunnane Director And Chief Investment Officer Of Mlp Investment Team January, 2018 less than 5%
      Debbra Lynn Schoneman Director January, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Performance-Based Fees