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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Jan. 18, 2020
    • $602.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 550
      Accounts
    • $1.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

8

name start date
Laura Ann Tarbox
April 2004
Michael J Nozzarella
April 2004
Erin Beth Itkoe
May 2019
Ivan Dale Lopez
July 2019
Mary Elizabeth Sigler
February 2014

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Laura Ann Tarbox President / Chief Executive Officer June, 1985 75% or more
    Michael J Nozzarella Managing Director January, 2006 10% to 25%
    Matthew Gene Walker Treasurer March, 2019 10% to 25%
    Mary Elizabeth Sigler Chief Compliance Officer January, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees