Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Jan. 29, 2020
    • $209.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 770
      Accounts
    • $272.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2

name start date
Richard Dean Romey
April 2004
Nicholas Montague Romey
August 2019

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Richard Dean Romey President, Chief Compliance Officer August, 2003 25% to 50%
    Deborah Donna Romey Vice President, Secretary August, 2003 25% to 50%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets