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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 1, 2019
    • $311.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 416
      Accounts
    • $748.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1

name start date
Peter Francis Mawn
September 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    John F. Desimone -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Peter Francis Mawn Chief Strategic Officer And Managing Partner May, 2018 less than 5%
      John Frederick Desimone Chief Financial Officer And Managing Partner December, 2006 less than 5%
      Michael Reed Chief Operating Officer, Chief Compliance Officer And Managing Partner May, 2018 less than 5%
      Peter John Raimondi Chief Executive Officer And Managing Partner May, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees