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Last updated on Aug. 21, 2019
    • $4.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 25K
    • $159.9K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Andy Roberson
April 2018
Colin Prestesater
May 2019
Johanna Beth Bogen
March 2001
Terry Lynn Bolson
July 2005
David Bennett Allen
May 1999

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Broadshore Capital Partners, LLC -- --
    Park Avenue Institutional Advisers LLC IAR $4,790,263,484
    The Guardian Insurance & Annuity Company, Inc -- --
    The Guardian Life Insurance Company of America -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Barbara Jean Fuentez Vice President, Operations And Service December, 2014 less than 5%
      Leyla Ada Lesina Elected Member May, 2019 less than 5%
      Andrew John Mr. Mcmahon Elected Member April, 2019 less than 5%
      Joseph Rosanel Finop/Principal Financial Officer And Principal Operations Officer January, 2017 less than 5%
      Joshua Neil Hergan Chief Compliance Officer May, 2018 less than 5%
      John Palazzetti President And Elected Member May, 2014 less than 5%
      Michael Nicholas Ferik Elected Member February, 2014 less than 5%
      Jeffrey Joseph Butscher Second Vice President, Chief Compliance Officer, Wholesale Division October, 2016 less than 5%
      Allen Warren Boggs Registered Options Principal September, 2014 less than 5%
      Nahulan N Ethirveerasingam Second Vice President, Wholesale Division April, 2015 less than 5%
      James Patrick Jr Lake Field Vice President, National Sales Manager, Wholesale Division April, 2015 less than 5%
      John Harold Walter Vice President, Financial Officer, Wholesale Division April, 2015 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees