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Last updated on Oct. 13, 2019
    • $10.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
    • $459.7K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Demos Argyros
January 2003
Michel Arliss Ward
July 2017
Danielle Kristine Hewitt
December 2018
Pavel Hanys
August 2009
Uri Kaufthal
December 2010

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advantage Advisers Management, LLC IAR $407,317,313
    Advantage Advisers Multi-Manager, L.L.C. IAR $1,908,794,165
    Freedom Investments, Inc. Broker-Dealer --
    Opco Activist LLC -- --
    Oppenheimer Alternative Investment Management, LLC IAR $303,887,892
    Oppenheimer Asset Management IAR $13,407,711,669
    Oppenheimer Europe Ltd -- --
    Oppenheimer Investment Management LLC IAR $1,291,736,472
    Oppenheimer Investments Asia Limited -- --
    Oppenheimer Israel (Opco) Ltd -- --
    Oppenheimer Life Agency, Ltd. -- --
    Oppenheimer Trust Company Inc. -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Edward Patrick Harrington Executive Vice President - National Sales February, 2019 less than 5%
      Robert Steven Lowenthal Director April, 2018 less than 5%
      Lawrence Peter Spaulding Director August, 2003 less than 5%
      Douglas Thornley Siegel Chief Compliance Officer February, 2016 less than 5%
      James Andrew Capezzuto Ia-Cco February, 2015 less than 5%
      John Anthony Benedetto E.V.P Director Of Operations April, 2014 less than 5%
      John Thomas Mcguire Managing Director/Deputy General Counsel- Director Of Litigation January, 2007 less than 5%
      Jeffrey Alfano Director/E.V.P/Cfo April, 2006 less than 5%
      Dennis Patrick Mcnamara E.V.P./Clo/Secretary January, 2006 less than 5%
      Albert Grinsfelder Lowenthal Chmn/Dir/Ceo - Owns 100% Of Phase Ii Fin'L October, 1985 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Commissions
        • Performance-Based Fees