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Prospera Financial Services, Inc.

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Oct. 2, 2019
    • $2.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 9K
      Accounts
    • $270.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

191

name start date
Nancy Lea Starnes
February 2005
Wesley Adam Shindler
September 2000
Charles Robert Bruner
January 2000
Stacey Lynn Tucker
November 2003
Sandra Trumble Ray
January 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Prospera Life and Annuity Services -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Tim Alan Edwards Executive Vice President June, 1995 less than 5%
      Richard Dean Pascuzzi Executive Vice President & Secretary May, 1998 less than 5%
      David Walter Stringer President & Treasurer March, 2000 less than 5%
      Abel Jr Garcia Chief Compliance Officer & Senior Vice President - Risk Management September, 2005 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Performance-Based Fees
        • Other