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ETF Holdings

Name Assets
Vanguard Russell 1000 Value Index Fund $54,144,000
iShares Edge MSCI Intl Quality Factor ETF $33,965,000
iShares Edge MSCI Intl Value Factor ETF $32,466,000
Fidelity MSCI Information Technology Index ETF $31,230,000
iShares Edge MSCI Intl Momentum Factor ETF $29,858,000
Fidelity MSCI Industrials Index ETF $26,173,000
Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF $26,103,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $25,918,000
Fidelity MSCI Consumer Discretionary Index ETF $24,661,000
Fidelity MSCI Materials Index ETF $23,815,000
iShares Edge MSCI Multifactor Emerging Markets ETF $23,803,000
SPDR S&P 600 Small Cap ETF $20,671,000
Schwab Fundamental Emerging Markets Large Company Index ETF $19,378,000
Deutsche X-trackers MSCI All China Equity ETF $15,646,000
iShares MSCI Europe Small-Cap ETF $10,064,000
iShares Government/Credit Bond ETF $9,381,000
Vanguard Russell 1000 Index Fund $7,997,000
Victory CEMP US 500 Volatility Wtd Index ETF $7,547,000
WBI Tactical Income Shares $7,234,000
FlexShares Quality Dividend Defensive Index Fund $6,980,000
ProShares Ultra Health Care $6,663,000
iShares iBonds Dec 2022 Term Muni Bond ETF $4,850,000
iShares iBonds Dec 2021 Term Muni Bond ETF $4,789,000
SPDR MSCI Emerging Markets StrategicFactors ETF $4,680,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $4,607,000
VanEck Vectors-Investment Grade Floating Rate ETF $4,568,000
Vanguard Russell 2000 Growth Index Fund $4,532,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $4,425,000
iShares iBonds Sep 2019 Term Muni Bond ETF $4,407,000
Lattice US Equity Strategy ETF $4,211,000
SPDR S&P Global Dividend ETF $4,020,000
iShares Convertible Bond ETF $3,797,000
WBI Tactical High Income Shares $3,753,000
Deutsche X-trackers MSCI All World ex US High Dividend Yield Hedged Equity ETF $3,519,000
WBI Tactical LCY Shares $3,517,000
Victory CEMP International High Div Volatility Wtd Index ETF $2,921,000
iShares Global REIT ETF $2,546,000
UBS Exchange Traded Access Securities (E-TRACS) UBS Bloomberg Constant Maturity Commodity Index (CMCI) Tot Rtn $2,451,000
iShares Edge MSCI Multifactor USA ETF $2,415,000
WBI Tactical SMY Shares $2,206,000
VanEck Vectors AMT-Free Short Municipal Index ETF $2,021,000
WBI Tactical LCG Shares $1,866,000
Vanguard Russell 2000 Value Index Fund $1,855,000
Direxion Daily Emerging Markets Bull 3X Shares $1,805,000
ProShares Ultra Technology $1,793,000
WBI Tactical LCV Shares $1,577,000
Oppenheimer Ultra Dividend Revenue ETF $1,363,000
iShares Treasury Floating Rate Bond ETF $1,334,000
ProShares Ultra Consumer Services $1,324,000
First Trust Mid Cap Growth AlphaDEX Fund $1,323,000
WBI Tactical SMV Shares $1,244,000
Fidelity MSCI Telecommunications Services Index ETF $1,195,000
Pacer Trendpilot European Index ETF $1,183,000
Direxion Daily Developed Markets Bull 3X Shares $1,148,000
Direxion Daily S&P 500 Bull 3X Shares $1,134,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $1,108,000
ProShares Ultra Gold Miners $1,102,000
iShares Morningstar Large-Cap Value ETF $1,086,000
WisdomTree CBOE S&P 500 PutWrite Strategy Fund $1,075,000
WBI Tactical LCS Shares $1,040,000
Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF $1,016,000
ProShares Ultra Utilities $1,013,000
iShares Edge MSCI Multifactor Intl Small-Cap ETF $966,000
ProShares Ultra Industrials $947,000
VanEck Vectors Short High-Yield Municipal Index ETF $929,000
First Trust Latin America AlphaDEX Fund $898,000
Hartford Multifactor Global Small Cap ETF $875,000
WBI Tactical SMG Shares $804,000
ProShares Ultra Oil & Gas $788,000
Vanguard Russell 3000 Index Fund $751,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $691,000
WBI Tactical SMS Shares $659,000
IQ US Real Estate Small Cap ETF $648,000
SPDR Bloomberg Barclays Mortgage Backed Bond ETF $643,000
iShares Morningstar Small-Cap Value ETF $594,000
Direxion Daily Technology Bull 3X Shares $575,000
ProShares MSCI EAFE Dividend Growers ETF $497,000
SPDR MSCI ACWI Low Carbon Target ETF $485,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $476,000
FlexShares Real Assets Allocation Index Fund $470,000
ProShares Ultra Consumer Goods $452,000
ProShares Ultra 7-10 Year Treasury $434,000
WisdomTree BofA Merrill Lynch High Yield Bond Negative Duration Fund $400,000
UBS Exchange Traded Access Securities (E-TRACS) Wells Fargo BDC Index $370,000
First Trust Small Cap Growth AlphaDEX Fund $368,000
iShares Yield Optimized Bond ETF $328,000
ProShares Russell 2000 Dividend Growers ETF $306,000
iShares Interest Rate Hedged Corporate Bond ETF $301,000
SPDR SSgA Multi-Asset Real Return ETF $298,000
WisdomTree Bloomberg US Dollar Bullish Fund $283,000
Victory CEMP International Volatility Wtd Index ETF $264,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $233,000
SPDR Russell 1000 Low Volatility Focus ETF $219,000
iShares International High Yield Bond ETF $218,000
First Trust Strategic Income ETF $207,000
Global X SuperDividend REIT ETF $200,000
SPDR MSCI World StrategicFactors ETF $137,000
First Trust Chindia ETF $98,000
SPDR SSGA Gender Diversity Index ETF $43,000
SPDR MSCI EAFE StrategicFactors ETF $20,000
YieldShares High Income ETF $18,000
Pacer Trendpilot 100 ETF $17,000
First Trust Value Line 100 Exchange-Traded Fund $9,000
iShares Morningstar Mid-Cap Growth ETF $4,000
VanEck Vectors Rare Earth/Strategic Metals ETF $1,000
Direxion Daily CSI 300 China A Share Bear 1X Shares $1,000



    Last updated on Jan. 18, 2020
      • $126.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 668K
      • $189.5K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Aaron David Bauer
    May 2005
    John Campbell Yackel
    November 2013
    Alicia K Malik
    February 2016
    Lauren L Roberts
    June 2009
    Clive Matthew Springer
    December 2012

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Chesterbrook Capital Broker-Dealer --
      Envestnet Portfolio Solutions, Inc. IAR $17,363,157,790
      Envestnet Retirement Solutions, LLC IAR $10,509,036,089
      Fdx Advisors, Inc. IAR $6,743,098,068
      Portfolio Brokerage Services, Inc. Broker-Dealer --



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Dale Joseph Seier Controller June, 2003 less than 5%
        Peter H Darrigo Chief Financial Officer June, 2008 less than 5%
        Brandon Rockwell Thomas Chief Investment Officer/Managing Director September, 2001 less than 5%
        Scott David Grinis Evp/Chief Technology Officer December, 2004 less than 5%
        Shelly S O'Brien Evp/General Counsel/Secretary March, 2002 less than 5%
        Debra Jane Devoe Svp, Chief Compliance Officer January, 2014 less than 5%
        Joshua David Mayer Chief Operating Officer April, 2014 less than 5%
        William C. Crager Interim Ceo October, 2019 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Subscription Fees
          • Fixed Fees
          • Other