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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Jan. 6, 2017
    • $213.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 750
      Accounts
    • $284.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

4

name start date
Christopher Kier Mais
July 1997
Daniel Francis Sullivan
July 1997
Steven Gerard Mais
July 1997
William Edward Mais
July 1997

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Daniel Francis Sullivan President November, 1975 75% or more
    Steven Gerard Mais Executive Vice President/Chief Compliance Officer September, 2004 less than 5%
    William Edward Mais Vice President July, 1999 less than 5%
    Christopher Kier Mais Vice President July, 1999 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Subscription Fees