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Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Oct. 16, 2019
    • $2.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $884.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

56

name start date
James Shagawat, MBA, CFP®, ChFC®
September 2019
Steven David Lockshin
January 2014
Alan Mitchell Gelb CFP®, MBA
October 2018
Eric William Mundwiller
February 2018
Christine H Canapari
March 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    B+ Institutional Services, LLC IAR $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Steven David Lockshin Director November, 2013 less than 5%
      Jonathan Paul Straub Director November, 2013 less than 5%
      Ann Shigemura-Hildebrand Chief Compliance Officer December, 2016 less than 5%
      Lawrence Kenneth Miles Director March, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees