Back to top

Scottrade Investment Management, Inc.

Scottrade Investment Management, Inc.

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 17, 2017
    • $1.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 15K
      Accounts
    • $126.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

58

name start date
Beth Erin Trueman
June 2014
Marc Angelo De Fiori
September 2016
Jordan Ezequiel Maldonado
March 2017
Dereik Wayne Smith
June 2017
Paul Alan Chadwell
August 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Scottrade Bank -- --
    Scottrade, Inc. Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kelly Moss Zigaitis Chief Compliance Officer October, 2013 less than 5%
      Joseph John Correnti Senior Vice President Of Product November, 2014 less than 5%
      Amy Lea Pauls Secretary October, 2015 less than 5%
      Drew Oconnor Dennison Director February, 2016 less than 5%
      Jane Frances Wulf Director February, 2016 less than 5%
      Peter James Desilva Director And President June, 2016 less than 5%
      Andrew Dwight Martin Anti Money Laundering Compliance Officer May, 2016 less than 5%
      James A (Mi Only) Brefeld Treasurer October, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets