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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Dec. 11, 2019
    • $671.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 804
      Accounts
    • $834.9K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Lawrence Arthur Hansen
March 2014
Karin Tram Le
September 2018
Michael Anthony Sollazzo
March 2014
Terry Kin Chiu
March 2015
Christopher Virgil Ressa
April 2015

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Capital Independent Insurance Services, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Lawrence Arthur Hansen Chief Compliance Officer February, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees