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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Vanguard Short-Term Bond Index Fund $9,162,000
iShares 1-3 Year Credit Bond ETF $5,996,000
Vanguard Total Stock Market Index Fund $5,639,000
Vanguard Tax-Managed International Fund $5,147,000
iShares TIPS Bond ETF $4,458,000
Vanguard Total International Stock Index Fund $3,932,000
iShares Core S&P 500 ETF $3,909,000
iShares S&P 500 Growth ETF $3,750,000
Vanguard Mid-Cap Index Fund $3,369,000
iShares Core S&P Small-Cap ETF $3,233,000
iShares Russell 2000 ETF $2,982,000
iShares S&P 500 Value ETF $2,810,000
Vanguard Total Bond Market Index Fund $2,783,000
Vanguard Short-Term Corporate Bond Index Fund $2,614,000
SPDR Bloomberg Barclays High Yield Bond ETF $2,520,000
Vanguard Emerging Markets Stock Index Fund $2,491,000
WisdomTree Emerging Markets High Dividend Fund $2,455,000
WisdomTree International LargeCap Dividend Fund $1,888,000
iShares Core US Aggregate Bond ETF $1,810,000
iShares US Real Estate ETF $1,741,000
Deutsche X-trackers MSCI EAFE Hedged Equity ETF $1,738,000
iShares iBoxx $ High Yield Corporate Bond ETF $1,472,000
Vanguard Mid-Cap Growth Index Fund $1,390,000
Vanguard REIT Index Fund $1,351,000
ELEMENTS Exchange Traded Notes Rogers International Commodity Index - Total Return $1,334,000
Vanguard Mid-Cap Value Index Fund $1,258,000
iShares National Muni Bond ETF $1,108,000
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF $1,088,000
Guggenheim BRIC ETF $1,030,000
Vanguard Information Technology Index Fund $950,000
SPDR Bloomberg Barclays Short Term High Yield Bond ETF $903,000
PowerShares Senior Loan Portfolio $886,000
ProShares UltraPro QQQ $819,000
iShares Gold Trust $806,000
PowerShares Fundamental High Yield Corporate Bond Portfolio $708,000
Vanguard FTSE All-World ex US Index Fund $701,000
Vanguard FTSE All-World ex-US Small-Cap Index Fund $611,000
iShares Core S&P Mid-Cap ETF $595,000
iShares 0-5 Year TIPS Bond ETF $554,000
WisdomTree Emerging Markets Local Debt Fund $533,000
Vanguard Small-Cap Value Index Fund $518,000
Vanguard Small-Cap Growth Index Fund $517,000
SPDR S&P International Small Cap ETF $475,000
Vanguard Long-Term Bond Index Fund $451,000
SPDR Bloomberg Barclays International Corporate Bond ETF $442,000
PowerShares Emerging Markets Sovereign Debt Portfolio $435,000
iShares Short Treasury Bond ETF $413,000
iShares 1-3 Year Treasury Bond ETF $377,000
SPDR S&P 500 ETF Trust $359,000
PowerShares National AMT-Free Municipal Bond Portfolio $332,000
SPDR S&P International Dividend ETF $302,000
iShares MSCI Emerging Markets ETF $300,000
VanEck Vectors Junior Gold Miners ETF $287,000
Vanguard Small-Cap Index Fund $222,000
iShares Russell 1000 Value ETF $218,000

    Assets

    Assets

    Last updated on May 22, 2019
      • $426.8M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $313.8K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    8

    name start date
    Leslie Anne Penka
    March 2018
    Martha Louise Paterik
    April 2019
    Matthew David Wilson
    May 2014
    Max Filbeck
    July 2019
    William Trell Keen
    May 2014

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Trell Keen Managing Member May, 2014 75% or more
      Leslie Anne Penka Chief Compliance Officer November, 2018 less than 5%
      Matthew David Wilson Managing Director, Cio May, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees