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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

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Firm Client types

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Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Leadership

Ownership

There is no ownership data available to display at this time.

Executives and Control Persons

Name Title Tenure Date % Ownership
Rajiv Kumar Fernando -- N/A 75% or more
Adam Todd Garchik Chief Executive Officer, Chief Operating Officer & Secretary April, 2010 less than 5%
Frank Anthony Scarpiniti Chief Financial Officer, Fin-Op, Assistant Secretary April, 2010 less than 5%
Patrick George Spiroff Chief Compliance Officer & Aml Compliance Officer August, 2011 less than 5%
    Source: FINRA

    Fees

    There is no compensation data available to display at this time