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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares iBonds Dec 2022 Term Muni Bond ETF $16,855,000
WisdomTree Total Dividend Fund $9,380,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $8,174,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $7,127,000
SPDR S&P 600 Small Cap ETF $6,896,000
iShares iBonds Dec 2021 Term Muni Bond ETF $4,955,000
iShares iBonds Sep 2019 Term Muni Bond ETF $4,808,000
Fidelity MSCI Industrials Index ETF $4,611,000
SPDR MSCI Emerging Markets StrategicFactors ETF $4,218,000
VanEck Merk Gold Trust $3,249,000
Vanguard Russell 1000 Index Fund $2,292,000
Oppenheimer Ultra Dividend Revenue ETF $2,130,000
Fidelity MSCI Information Technology Index ETF $1,876,000
Vanguard Russell 2000 Growth Index Fund $1,741,000
Reality Shares DIVCON Leaders Dividend ETF $1,365,000
IQ Hedge Market Neutral Tracker ETF $1,341,000
SPDR MSCI EAFE StrategicFactors ETF $1,218,000
Fidelity MSCI Materials Index ETF $1,194,000
iShares Convertible Bond ETF $1,041,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $1,027,000
First Trust Mid Cap Growth AlphaDEX Fund $1,020,000
VanEck Vectors AMT-Free Short Municipal Index ETF $1,012,000
VanEck Vectors Natural Resources ETF $1,011,000
WisdomTree Bloomberg US Dollar Bullish Fund $935,000
Vanguard Russell 1000 Value Index Fund $888,000
VanEck Vectors-Investment Grade Floating Rate ETF $684,000
ProShares UltraShort Silver $519,000
ProShares UltraPro Dow30 $421,000
Fidelity MSCI Consumer Discretionary Index ETF $421,000
Direxion Daily FTSE China Bull 3X Shares $417,000
iShares Morningstar Mid-Cap Growth ETF $346,000
ProShares UltraPro S&P500 $285,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $272,000
Lattice Emerging Markets Strategy ETF $267,000
IQ Hedge Macro Tracker ETF $266,000
SPDR SSGA Gender Diversity Index ETF $263,000
Deutsche X-trackers MSCI Eurozone Hedged Equity ETF $262,000
Deep Value ETF $249,000
ProShares Russell 2000 Dividend Growers ETF $231,000
Vanguard Russell 2000 Value Index Fund $226,000
iShares Edge MSCI Multifactor USA ETF $223,000
Fidelity MSCI Telecommunications Services Index ETF $212,000
Lattice US Equity Strategy ETF $205,000
ProShares UltraPro Short QQQ $117,000

    Assets

    Assets

    Last updated on Nov. 24, 2019
      • $48.1B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 88K
        Accounts
      • $543.9K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    478

    name start date
    Justin Edward Bacon
    April 2018
    Roger Capen Shaffer
    June 2013
    Benjamin James Johnston
    June 2018
    Theresa H Taylor
    September 2013
    Arielle Koganski
    September 2018

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Axiom Asset Management IAR $622,843,646
      Delta Asset Management, LLC IAR $920,435,851
      Duncker Streett & Co., LLC IAR $483,101,181
      Fairport Asset Management -- --
      Harvey Investment Company, LLC IAR $620,583,172
      Hightower Insurance Advisory Services, LLC. -- --
      Hightower Private Client -- --
      Hightower Securities, LLC Broker-Dealer --
      Hightower Trust Services Lta -- --
      Kanawha Capital Management, LLC IAR $883,896,475
      Salient Teton Private Equity Gp, LLC -- --
      The Rikoon Group, LLC IAR $501,465,740

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Lance Devin Murray Chief Compliance Officer July, 2016 less than 5%
        Barry Anthony Coviello National Director Of Field Supervision July, 2013 less than 5%
        Timothy Bernard Woods Counsel April, 2013 less than 5%
        Douglas Joseph Besso Cto January, 2015 less than 5%
        Nicolas Mutch Executive Director, Operations & Service September, 2017 less than 5%
        Daniel Jeremy Berg Director, Finance May, 2018 less than 5%
        Paul Heinz Robert Wascher Director Of Compliance April, 2019 less than 5%
        Michelle Marie Thetford Chief Operating Officer July, 2019 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Other