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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Guggenheim BulletShares 2022 Corporate Bond ETF $18,801,000
iShares Russell Top 200 ETF $16,376,000
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund $11,959,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $10,669,000
First Trust Senior Loan Fund $7,980,000
WisdomTree Total Dividend Fund $7,406,000
SPDR S&P 600 Small Cap ETF $6,304,000
WisdomTree SmallCap Earnings Fund $6,186,000
PowerShares DWA Healthcare Momentum Portfolio $4,815,000
Fidelity NASDAQ Composite Index Tracking Stock $4,347,000
iShares Morningstar Mid-Cap ETF $4,273,000
SPDR Russell 1000 ETF $4,222,000
SPDR STOXX Europe 50 ETF $3,749,000
iShares Core 1-5 Year USD Bond ETF $3,684,000
Guggenheim S&P 500 Equal Weight Financials ETF $3,617,000
iShares Morningstar Large-Cap Value ETF $3,236,000
ETFS Physical Silver Shares $2,994,000
SPDR S&P World ex-US ETF $2,530,000
First Trust Japan AlphaDEX Fund $2,364,000
iShares Morningstar Mid-Cap Value ETF $2,216,000
iShares Morningstar Mid-Cap Growth ETF $2,131,000
iShares Morningstar Small-Cap Value ETF $1,208,000
SPDR S&P 400 Mid Cap Growth ETF $1,134,000
IQ Merger Arbitrage ETF $1,117,000
Direxion Daily S&P 500 Bull 3X Shares $1,106,000
Vanguard Russell 1000 Value Index Fund $953,000
Guggenheim S&P 500 Equal Weight Industrials ETF $927,000
First Trust Low Duration Opportunities ETF $895,000
SPDR BofA Merrill Lynch Crossover Corporate Bond ETF $720,000
Schwab Intermediate-Term US Treasury ETF $701,000
Direxion Daily FTSE China Bull 3X Shares $582,000
iShares GNMA Bond ETF $509,000
PowerShares DWA SmallCap Momentum Portfolio $479,000
SPDR S&P 500 Value ETF $429,000
SPDR S&P 400 Mid Cap Value ETF $392,000
Direxion NASDAQ-100 Equal Weighted Index Shares $390,000
First Trust Emerging Markets Local Currency Bond ETF $336,000
Vanguard S&P Small-Cap 600 Index Fund $303,000
Global X Permanent ETF $271,000
IQ Hedge Macro Tracker ETF $264,000
UBS Exchange Traded Access Securities (E-TRACS) 2x Leveraged Long Wells Fargo BDC Index $250,000
PowerShares Russell Midcap Pure Growth Portfolio $222,000
SPDR SSGA US Small Cap Low Volatility Index ETF $211,000
Global X China Financials ETF $173,000

    Assets

    Assets

    Last updated on Aug. 30, 2017
      • $30.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 76K
        Accounts
      • $397.7K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    341

    name start date
    John Miller Verfurth
    July 2011
    Mark Allen Schweiss
    August 2016
    Phillip John Banazek
    March 2014
    James Evan Cumalander
    October 2016
    Timothy Bernard Woods
    May 2011

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Axiom Asset Management IAR $622,843,646
      Delta Asset Management, LLC IAR $823,103,128
      Duncker Streett & Co., LLC IAR $367,659,882
      Harvey Investment Company, LLC IAR $562,426,665
      Hightower Securities, LLC Broker-Dealer --
      Kanawha Capital Management, LLC IAR $836,270,275
      Kissinger Financial Services, LLC IAR $261,692,601
      Leonetti & Associates, LLC IAR $677,762,897
      Rdm Investment Services, Inc. Broker-Dealer --
      The Rikoon Group, LLC IAR $484,955,931
      Wealthtrust Arizona -- --
      Wealthtrust Fairport, LLC IAR $1,565,391,695

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Robert Steven Pagliuco Cfo, Manager May, 2008 less than 5%
        Lance Devin Murray Chief Compliance Officer July, 2016 less than 5%
        Barry Anthony Coviello National Director Of Field Supervision July, 2013 less than 5%
        Timothy Bernard Woods Counsel April, 2013 less than 5%
        Douglas Joseph Besso Cto January, 2015 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Other