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FORM 5500 DATA

A.D. Marble & Co., Inc. Employee Stock Ownership Plan

Overview

Plan Information

  • Plan Year04/01/2009 — 03/31/2010
  • Date of Plan04/01/2002
  • Net Assets as of 03/31/2010 $2,466,249
  • Plan Number3
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 03/31/2010

  • Active (Eligible) Participants67
  • Retired or separated participants receiving benefits1
  • Other retired or separated participants entitled to future benefits32
  • Subtotal100
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total100
  • Total number of participants as of 04/01/2009114
  • Number of participants with account balances100
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested8

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address375 E. Elm Street, Suite 200
  • CityConshohocken
  • StatePA
  • Zip19428-1908
  • Telephone(484) 533-2500
  • EIN23-2401041
  • Industry Code541990
  • Named AdministratorEdward Troy

Plan Administrator Information

  • Administrator NameA.D. Marble & Co., Inc.
  • Address375 E. Elm Street, Suite 200
  • CityConshohocken
  • StatePA
  • Zip19428-1908
  • Telephone(484) 533-2500
  • Administrator EIN23-2401041

Benefits Provided Under the Plan

Code Benefit Description
2I Stock bonus A stock bonus plan is a type of profit-sharing by which a corporation uses its own stock to make contributions and distributions.
2P Leveraged ESOP An Employee Stock Ownership Plan (ESOP) that acquires employer securities with borrowed money or other debt-financing techniques.
3I Employer Securities Limitations Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan at any time hold 20% or more of its assets in any single security, debt, mortgage, parcel of real estate, or partnership/joint venture interest? No $2,176,320
Are you claiming a waiver of the annual examination and report of an independent qualified public accountant (IQPA) under 29 CFR 2520.104-46? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $120,454
Contributions $0
Cash Contributions $260,000
Cash from Employers $260,000
Cash from Participants $0
Others (including rollovers) $0
Noncash Contributions $0
Other Income $-139,546
Expenses $10,201
Total Benefit Payments $10,043
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Other Expenses $158
Net Income $110,253
Transfers of Assets to (from) this Plan $0

Asset and Liability Statement

03/31/2010 03/31/2009 Change YOY
Total Assets $2,467,126 $2,355,996 4.72%
Total Liabilities $877 $0 0.0%
Net Assets $2,466,249 $2,355,996 4.68%

Specific Assets Statement

Held? Amount
Total Specific Assets No $2,176,320
Partnership/joint venture interests No $0
Employer Real Property No $0
Real Estate No $0
Employer Securities No $2,176,320
Participant Loans No $0
Loans (other than to participants) No $0
Tangible Personal Property No $0

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

There are no service providers listed for this plan.

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.