Back to top
FORM 5500 DATA
Overview
Plan Information
- Plan Year01/01/2011 — 12/31/2011
- Date of Plan01/01/1987
- Net Assets as of 12/31/2011 $11,726,907
- Plan Number2
- Plan Type Single Employer
- Is the plan collectively bargained? No
- Did the plan file for an extension of time or the DFVC Program?Yes
- Plan Funding ArrangementInsurance
- Plan Benefit ArrangementInsurance
Participant Information as of 12/31/2011
- Active (Eligible) Participants147
- Retired or separated participants receiving benefits0
- Other retired or separated participants entitled to future benefits31
- Subtotal178
- Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
- Total178
- Total number of participants as of 01/01/2011199
- Number of participants with account balances172
- Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0
Expenses
- Total Benefit Payments$0
- Corrective Distributions$0
- Administrative Service Providers$0
- Other Expenses$0
- Total Expenses$0
- Total Transfers$0
Sponsor Information
- Address4621 East Tech Drive
- CityCincinnati
- StateOH
- Zip45245-1044
- Telephone(513) 528-5674
- EIN31-1025055
- Industry Code423800
- Named AdministratorSylvia Sanford
Plan Administrator Information
- Administrator NameLns America, Inc.
- Address4621 East Tech Drive
- CityCincinnati
- StateOH
- Zip45245-1044
- Telephone(513) 528-5674
- Administrator EIN31-1025055
Audit Information
- Audit StatusAudited
- AuditorRudler and Associates, Inc.
- Auditor EIN31-1048275
- Audit Opinion Disclaimer
- Audit TypeLimited Scope Audit
Benefits Provided Under the Plan
Code | Benefit | Description |
---|---|---|
2E | Profit-sharing | A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature. |
2F | ERISA section 404(c) Plan | This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. |
2G | Total participant-directed account plan | Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. |
2J | Code section 401(k) feature | A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. |
2K | Code section 401(m) arrangement | Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. |
3H | Controlled Group | Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)). |
Questions and Answers
Question | Answer | Amount |
---|---|---|
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? | No | |
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. | No | |
Were any leases to which the plan was a party in default or classified during the year as uncollectible? | No | |
Were there any nonexempt transactions with any party-in-interest? | No | |
Was this plan covered by a fidelity bond? | Yes | $500,000 |
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? | No | |
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? | No | |
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? | No | |
Did the plan have assets held for investment? | Yes | |
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? | No | |
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? | No | |
Has the plan failed to provide any benefit when due under the plan? | No | |
If this is an individual account plan, was there a blackout period? | No | |
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? | No |
Financials
Income and Expense Statement
Income | $567,311 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Expenses | $863,710 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Net Income | $-296,399 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Asset and Liability Statement
12/31/2011 | 12/31/2010 | Change YOY | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Total Assets | $11,726,907 | $12,023,306 | -2.47% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Liabilities | $0 | $0 | 0.0% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Net Assets | $11,726,907 | $12,023,306 | -2.47% |
Service Providers
Persons Receiving Only Eligible Indirect Compensation
There is no information on eligible indirect compensation for this plan.
Other Service Providers Receiving Direct or Indirect Compensation
Name | Nature of Service | Relationship to Plan Sponsor | Direct Compensation Paid by Plan | Indirect Compensation Paid by Plan | Total Compensation |
---|---|---|---|---|---|
Ing Mutual Funds | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Provi | $0 | $50,730 | $50,730 |
Ing Life Insurance and Annuity Co | Investment advisory (participants), Sub-transfer agency fees, Recordkeeping fees, Account maintenance fees, Other investment fees and expenses | Service Provider | $0 | $45,861 | $45,861 |
Ing Financial Advisers | Distribution (12b-1) fees | Broker/ Dealer | $0 | $22,918 | $22,918 |
American Funds | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Prov | $0 | $16,796 | $16,796 |
Lazard Funds | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Pro | $0 | $16,777 | $16,777 |
T Rowe Price Funds | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Prov | $0 | $9,914 | $9,914 |
Rudler, Psc | Other fees | Service Provider | $0 | $6,950 | $6,950 |
Columbia Wanger Asset Management | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Provi | $0 | $6,891 | $6,891 |
Davis Funds | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Product Pr | $0 | $5,936 | $5,936 |
Dynamic Pension Services, Inc | Recordkeeping and information management (computing, tabulating, data processing, etc.) | TPA | $3,588 | $0 | $3,588 |
Total | $3,588 | $182,773 | $186,361 |
Indirect Compensation
Name | Source of Indirect Compensation* | Nature of Service | Description of Indirect Compensation | Indirect Compensation Paid by Plan |
---|---|---|---|---|
American Funds | American Funds Amer Balanced | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $2,372 |
American Funds | American Funds Europacific Gro | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $5,529 |
American Funds | American Funds New Perspective | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $2,622 |
Ing Mutual Funds | Ing Solution 2015 Portfolio | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $2,551 |
Ing Mutual Funds | Ing Solution 2025 Portfolio | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $14,096 |
Ing Mutual Funds | Ing Solution 2035 Portfolio | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees, Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $9,689 |
Ing Mutual Funds | Ing Solution 2045 Portfolio | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $6,030 |
Ing Mutual Funds | Ing T Rowe Price Equity Income | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $4,912 |
Ing Mutual Funds | Ing Us Stock Index Portfolio | Investment management, Distribution (12b-1) fees | Investment Management 12B-1 Distribution Fees | $3,418 |
Lazard Funds | Lazard Emerging Markets Equity | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $16,777 |
T Rowe Price Funds | T Rowe Price Mid-Cap Growth | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $9,914 |
Rudler, Psc | Ing Life Insurance and Annuity Co | Other fees | Other Fees | $6,950 |
Columbia Wanger Asset Management | Columbia High Yield Bond Fund R3 | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $5,648 |
Columbia Wanger Asset Management | Columbia Mid Cap Value Fund A | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $1,243 |
Ing Life Insurance and Annuity Co | Ing Solution 2015 Portfolio Srv | Sub-transfer agency fees | Sub-Transfer/Reimbursement Fees | $1,423 |
Ing Life Insurance and Annuity Co | Troweprc Mid-Cap Growth Fund R | Sub-transfer agency fees | Sub-Transfer/Reimbursement Fees | $1,136 |
Ing Mutual Funds | Ing Amcen Sm-Md Cp Val Port Srv | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $1,235 |
American Funds | American Funds Growth Fund of Amer | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $4,757 |
American Funds | American Funds Washington Mutual | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $1,517 |
Davis Funds | Davis New York Venture Fund | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $5,936 |
Ing Financial Advisers | American Funds American Balanced | Distribution (12b-1) fees | 12B-1 Distribution Fees | $1,247 |
Ing Financial Advisers | American Funds Europacific Gro | Distribution (12b-1) fees | 12B-1 Distribution Fees | $2,420 |
Ing Financial Advisers | American Funds New Perspective | Distribution (12b-1) fees | 12B-1 Distribution Fees | $1,168 |
Ing Financial Advisers | American Funds Growth Fund of Amer | Distribution (12b-1) fees | 12B-1 Distribution Fees | $2,447 |
Ing Financial Advisers | Davis New York Venture Fund | Distribution (12b-1) fees | 12B-1 Distribution Fees | $2,398 |
Ing Financial Advisers | Ing Intermediate Bond Fund | Distribution (12b-1) fees | 12B-1 Distribution Fees | $2,620 |
Ing Financial Advisers | Lazard Emerging Markets Equity | Distribution (12b-1) fees | 12B-1 Distribution Fees | $2,771 |
Ing Financial Advisers | T Rowe Price Mid-Cap Growth | Distribution (12b-1) fees | 12B-1 Distribution Fees | $3,787 |
Ing Financial Advisers | Columbia High Yield Bond Fund | Distribution (12b-1) fees | 12B-1 Distribution Fees | $1,163 |
Ing Life Insurance and Annuity Co | Columbia High Yield Bond Fund R3 | Sub-transfer agency fees | Sub-Transfer/Reimbursement Fees | $1,629 |
Ing Life Insurance and Annuity Co | Ing Fixed Account | Recordkeeping fees | Record-Keeping Fees | $8,721 |
Ing Life Insurance and Annuity Co | Ing Life Insurance and Annuity Co | Investment advisory (participants) | Investment Advisory (Participant) | $3,490 |
Ing Life Insurance and Annuity Co | Ing Solution 2025 Portfolio | Sub-transfer agency fees, Account maintenance fees | Sub-Transfer/Reimbursement Fees Account Maintenance Fees | $7,344 |
Ing Life Insuance and Annuity Co | Ing Solution 2035 Portfolio | Sub-transfer agency fees, Account maintenance fees | Sub-Transfer/Reimbursement Fees Account Maintenance Fees | $4,827 |
Ing Life Insurance and Annuity Co | Ing Solution 2045 Portfolio | Sub-transfer agency fees, Account maintenance fees | Sub-Transfer/Reimbursement Fees Account Maintenance Fees | $2,913 |
Ing Life Insurance and Annuity Co | Ing T Rowe Price Equity Income | Sub-transfer agency fees, Account maintenance fees | Sub-Transfer/Reimbursement Fees Account Maintenance Fees | $2,857 |
Ing Life Insurance and Annuity Co | Ing Us Stock Index Portfolio | Sub-transfer agency fees, Account maintenance fees | Sub-Transfer/Reimbursement Fees Account Maintenance Fees | $2,258 |
Ing Life Insurance and Annuity Co | Lazard Emerging Markets Equity | Sub-transfer agency fees | Sub-Transfer/Reimbursement Fees | $1,663 |
Ing Mutual Funds | Ing Baron Small Cap Growth | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $1,758 |
Ing Mutual Funds | Ing Black Rock Science and Tech | Investment management, Investment management fees paid indirectly by plan | Investment Management Investment Management Fees | $1,758 |
Ing Mutual Funds | Ing Intermediate Bond Fund | Investment management, Investment management fees paid indirectly by plan, Distribution (12b-1) fees | Investment Management Investment Management Fees 12B-1 Distribution Fees | $4,963 |
*As outlined by the Form 5500 Instructions for service providers with indirect compensation. |
Service Providers Who Fail or Refuse to Provide Information
There are no service providers who failed or refused to provide information.
Termination Information on Accountants and Enrolled Actuaries
There is no termination information for this plan.
Investments
Investments
Name of Investment | Investment Manager | Type of Investment | Dollar Value |
---|---|---|---|
Map Contract Separate Account D | Ing Life Insurance & Annuity Co. | DFE: Pooled Separate Account | $9,618,241 |
Total | $9,618,241 |
Insurance Information
Insurance Information
Insurance Carrier Summary | Persons Covered | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Ing Life Insurance and Annuity Company | 170 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|