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Quest Events L.L.C.
Plan RatingFORM 5500 DATA
Overview
Plan Information
- Plan Year01/01/2015 — 12/31/2015
- Date of Plan01/01/2008
- Net Assets as of 12/31/2015 $849,177
- Plan Number1
- Plan Type Single Employer
- Is the plan collectively bargained? No
- Did the plan file for an extension of time or the DFVC Program?Yes
- Plan Funding ArrangementInsurance
- Plan Benefit ArrangementInsurance
Participant Information as of 12/31/2015
- Active (Eligible) Participants263
- Retired or separated participants receiving benefits0
- Other retired or separated participants entitled to future benefits53
- Subtotal316
- Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
- Total316
- Total number of participants as of 01/01/2015266
- Number of participants with account balances211
- Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested1
Expenses
- Total Benefit Payments$0
- Corrective Distributions$0
- Administrative Service Providers$0
- Other Expenses$0
- Total Expenses$0
- Total Transfers$0
Sponsor Information
- Address2591 Dallas Parkway, Suite 201
- CityFrisco
- StateTX
- Zip75034
- Telephone(877) 783-7888
- EIN45-3344541
- Industry Code532400
- Named AdministratorD Mark Tyler
Audit Information
- Audit StatusAudited
- AuditorMontgomery Coscia Greilish, LLP
- Auditor EIN75-2919818
- Audit Opinion Disclaimer
- Audit TypeLimited Scope Audit
Benefits Provided Under the Plan
Code | Benefit | Description |
---|---|---|
2E | Profit-sharing | A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature. |
2F | ERISA section 404(c) Plan | This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. |
2G | Total participant-directed account plan | Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. |
2J | Code section 401(k) feature | A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. |
2K | Code section 401(m) arrangement | Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. |
3D | Master plan | A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers. |
Questions and Answers
Question | Answer | Amount |
---|---|---|
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? | No | |
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. | No | |
Were any leases to which the plan was a party in default or classified during the year as uncollectible? | No | |
Were there any nonexempt transactions with any party-in-interest? | No | |
Was this plan covered by a fidelity bond? | Yes | $500,000 |
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? | No | |
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? | No | |
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? | No | |
Did the plan have assets held for investment? | Yes | |
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? | No | |
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? | No | |
Has the plan failed to provide any benefit when due under the plan? | No | |
If this is an individual account plan, was there a blackout period? | No | |
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? | No |
Financials
Income and Expense Statement
Income | $351,529 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Expenses | $139,378 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Net Income | $212,151 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Asset and Liability Statement
12/31/2015 | 12/31/2014 | Change YOY | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Total Assets | $849,177 | $637,026 | 33.30% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Total Liabilities | $0 | $0 | 0.0% | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Net Assets | $849,177 | $637,026 | 33.30% |
Service Providers
Persons Receiving Only Eligible Indirect Compensation
- Mass Mutual
Other Service Providers Receiving Direct or Indirect Compensation
Name | Nature of Service | Relationship to Plan Sponsor | Direct Compensation Paid by Plan | Indirect Compensation Paid by Plan | Total Compensation |
---|---|---|---|---|---|
Mass Mutual Life Insurance Co | Recordkeeping and information management (computing, tabulating, data processing, etc.), Insurance services, Participant loan processing, Participant communication, Direct payment from the plan, Sales loads (front end and deferred), Other commissions, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Insurance mortality and expense charge, Other fees | NONE | $1,244 | $0 | $1,244 |
Pentec Pension Management Group Inc | Recordkeeping fees | NONE | $0 | $346 | $346 |
Signal Securities, Inc | Insurance agents and brokers | NONE | $0 | $292 | $292 |
Morningstar Associates, LLC | Other services | NONE | $0 | $15 | $15 |
Total | $1,244 | $653 | $1,897 |
Indirect Compensation
Name | Source of Indirect Compensation* | Nature of Service | Description of Indirect Compensation | Indirect Compensation Paid by Plan |
---|---|---|---|---|
Mass Mutual Life Insurance | Alger Midcap Growth Institute I | Recordkeeping fees | 0.55% X Assets | $0 |
Mass Mutual Life Insurance | Amcent Prime Money Market A | Recordkeeping fees | 0.00% X Assets | $0 |
Mass Mutual Life Insurance | American Funds Bnd Fd of Amer R3 | Recordkeeping fees | 0.65% X Assets | $0 |
Mass Mutual Life Insurance | American Funds Cap Inc Buildr R3 | Recordkeeping fees | 0.65% X Assets | $0 |
Mass Mutual Life Insurance | American Funds Cap Wld Gr Inc R3 | Recordkeeping fees | 0.65% X Assets | $0 |
Mass Mutual Life Insurance | American Funds Europac Growth R3 | Recordkeeping fees | 0.65% X Assets | $0 |
Mass Mutual Life Insurance | American Funds Gr Pfd of Amer R3 | Recordkeeping fees | 0.65% of Assets | $0 |
Mass Mutual Life Insurance | American Funds Inc Fd of Amer R3 | Recordkeeping fees | 0.65% X Assets | $0 |
Mass Mutual Life Insurance | Clearbridge Agg Gr A | Recordkeeping fees | 0.55% X Assets | $0 |
Mass Mutual Life Insurance | Franklin Conservative Alloc A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Growth Allocation A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Income A | Recordkeeping fees | 0.25% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Moderate Allocation A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Mutual Beacon A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Mutual Global Disc A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Franklin Small Cap Value A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Hartford Global Growth Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Hartford Growth Opps Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Hartford Healthcare Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Hartford Small Cap Growth Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Hartford Ultrashort Bond Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Hartford Value Hls 1B | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Himco Vit Index 1B | Recordkeeping fees | 0.40% X Assets | $0 |
Mass Mutual Life Insurance | Invesco Real Estate A | Recordkeeping fees | 0.55% X Assets | $0 |
Mass Mutual Life Insurance | Ivy Global Natural Resources Y | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Janus Overseas S | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Lord Abbett Bond Debenture A | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Lord Abbett Value Opps A | Recordkeeping fees | 0.50% X Assets | $0 |
Mass Mutual Life Insurance | Mfs Utilities R3 | Recordkeeping fees | 0.63% X Assets | $0 |
Mass Mutual Life Insurance | Oppenheimer Gold and Spec Min A | Recordkeeping fees | 0.55% X Assets | $0 |
Mass Mutual Life Insurance | Oppenheimer International Bond A | Recordkeeping fees | 0.55% X Assets | $0 |
Mass Mutual Life Insurance | Pimco Emerging Markets Bond A | Recordkeeping fees | 0.40% X Assets | $0 |
Mass Mutual Life Insurance | Pimco Real Return A | Recordkeeping fees | 0.40% X Assets | $0 |
Mass Mutual Life Insurance | Pimco Total Return A | Recordkeeping fees | 0.40% X Assets | $0 |
Mass Mutual Life Insurance | Templeton Developing Mrkts Tr A | Recordkeeping fees | 0.35% X Assets Plus $12/Participant | $0 |
Mass Mutual Life Insurance | Thornmurg International Value R3 | Recordkeeping fees | 0.75% X Assets | $0 |
Mass Mutual Life Insurance | Thornburg Value R3 | Recordkeeping fees | 0.75% X Assets | $0 |
Mass Mutual Life Insurance | Victory Special Value A | Recordkeeping fees | 0.45% X Assets Plus $16/Participant | $0 |
*As outlined by the Form 5500 Instructions for service providers with indirect compensation. |
Service Providers Who Fail or Refuse to Provide Information
There are no service providers who failed or refused to provide information.
Termination Information on Accountants and Enrolled Actuaries
There is no termination information for this plan.
Investments
Investments
Name of Investment | Investment Manager | Type of Investment | Dollar Value |
---|---|---|---|
Hartford Advantage Tk4 | Hartford Life Insurance Company | DFE: Pooled Separate Account | $689,533 |
Separate Account K4 | Hartford Life Insurance Company | DFE: Pooled Separate Account | $117,392 |
Total | $806,925 |
Insurance Information
Insurance Information
Insurance Carrier Summary | Persons Covered | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Hartford Life Insurance Company | 48 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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