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Quest Events Llc

Plan Rating
OverviewFinancialsService ProvidersInvestmentsInsurance Information
FORM 5500 DATA

Quest Events 401k Plan

Form 5500 Year:

Plan Rating
OverviewFinancialsService ProvidersInvestmentsInsurance Information

Overview

Plan Information

  • Plan Year01/01/2015 — 12/31/2015
  • Date of Plan01/01/2008
  • Net Assets as of 12/31/2015 $849,177
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance
  • Plan Benefit ArrangementInsurance

Participant Information as of 12/31/2015

  • Active (Eligible) Participants263
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits53
  • Subtotal316
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total316
  • Total number of participants as of 01/01/2015266
  • Number of participants with account balances211
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested1

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address2591 Dallas Parkway, Suite 201
  • CityFrisco
  • StateTX
  • Zip75034
  • Telephone(877) 783-7888
  • EIN45-3344541
  • Industry Code532400
  • Named AdministratorD Mark Tyler

Audit Information

  • Audit StatusAudited
  • AuditorMontgomery Coscia Greilish, LLP
  • Auditor EIN75-2919818
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement
Income $351,529
Contributions $380,077
Cash Contributions $380,077
Cash from Employers $157,699
Cash from Participants $197,430
Others (including rollovers) $24,948
Noncash Contributions $0
Total Earnings on Investments $-28,548
Total Interest $0
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $0
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-28,548
Other Income $0
Expenses $139,378
Total Benefit Payments $138,134
Directly to participants or beneficiaries, including direct rollovers $138,134
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $1,244
Professional Fees $1,244
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $212,151
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2015 12/31/2014 Change YOY
Total Assets $849,177 $637,026 33.30%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $42,252 $7,664 451.30%
Employer Contributions $42,252 $2,538 1564.78%
Participant Contributions $0 $5,126 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $0 $0 0.0%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $806,925 $629,362 28.21%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $849,177 $637,026 33.30%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Mass Mutual

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Mass Mutual Life Insurance Co Recordkeeping and information management (computing, tabulating, data processing, etc.), Insurance services, Participant loan processing, Participant communication, Direct payment from the plan, Sales loads (front end and deferred), Other commissions, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Insurance mortality and expense charge, Other fees NONE $1,244 $0 $1,244
Pentec Pension Management Group Inc Recordkeeping fees NONE $0 $346 $346
Signal Securities, Inc Insurance agents and brokers NONE $0 $292 $292
Morningstar Associates, LLC Other services NONE $0 $15 $15
Total $1,244 $653 $1,897

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Mass Mutual Life Insurance Alger Midcap Growth Institute I Recordkeeping fees 0.55% X Assets $0
Mass Mutual Life Insurance Amcent Prime Money Market A Recordkeeping fees 0.00% X Assets $0
Mass Mutual Life Insurance American Funds Bnd Fd of Amer R3 Recordkeeping fees 0.65% X Assets $0
Mass Mutual Life Insurance American Funds Cap Inc Buildr R3 Recordkeeping fees 0.65% X Assets $0
Mass Mutual Life Insurance American Funds Cap Wld Gr Inc R3 Recordkeeping fees 0.65% X Assets $0
Mass Mutual Life Insurance American Funds Europac Growth R3 Recordkeeping fees 0.65% X Assets $0
Mass Mutual Life Insurance American Funds Gr Pfd of Amer R3 Recordkeeping fees 0.65% of Assets $0
Mass Mutual Life Insurance American Funds Inc Fd of Amer R3 Recordkeeping fees 0.65% X Assets $0
Mass Mutual Life Insurance Clearbridge Agg Gr A Recordkeeping fees 0.55% X Assets $0
Mass Mutual Life Insurance Franklin Conservative Alloc A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Growth Allocation A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Income A Recordkeeping fees 0.25% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Moderate Allocation A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Mutual Beacon A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Mutual Global Disc A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Franklin Small Cap Value A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Hartford Global Growth Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Hartford Growth Opps Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Hartford Healthcare Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Hartford Small Cap Growth Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Hartford Ultrashort Bond Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Hartford Value Hls 1B Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Himco Vit Index 1B Recordkeeping fees 0.40% X Assets $0
Mass Mutual Life Insurance Invesco Real Estate A Recordkeeping fees 0.55% X Assets $0
Mass Mutual Life Insurance Ivy Global Natural Resources Y Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Janus Overseas S Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Lord Abbett Bond Debenture A Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Lord Abbett Value Opps A Recordkeeping fees 0.50% X Assets $0
Mass Mutual Life Insurance Mfs Utilities R3 Recordkeeping fees 0.63% X Assets $0
Mass Mutual Life Insurance Oppenheimer Gold and Spec Min A Recordkeeping fees 0.55% X Assets $0
Mass Mutual Life Insurance Oppenheimer International Bond A Recordkeeping fees 0.55% X Assets $0
Mass Mutual Life Insurance Pimco Emerging Markets Bond A Recordkeeping fees 0.40% X Assets $0
Mass Mutual Life Insurance Pimco Real Return A Recordkeeping fees 0.40% X Assets $0
Mass Mutual Life Insurance Pimco Total Return A Recordkeeping fees 0.40% X Assets $0
Mass Mutual Life Insurance Templeton Developing Mrkts Tr A Recordkeeping fees 0.35% X Assets Plus $12/Participant $0
Mass Mutual Life Insurance Thornmurg International Value R3 Recordkeeping fees 0.75% X Assets $0
Mass Mutual Life Insurance Thornburg Value R3 Recordkeeping fees 0.75% X Assets $0
Mass Mutual Life Insurance Victory Special Value A Recordkeeping fees 0.45% X Assets Plus $16/Participant $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Hartford Advantage Tk4 Hartford Life Insurance Company DFE: Pooled Separate Account $689,533
Separate Account K4 Hartford Life Insurance Company DFE: Pooled Separate Account $117,392
Total $806,925

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Hartford Life Insurance Company 48
EIN 06-0974148
Industry Code 88072
Contract Number 808224
Contract Year 01/01/2015 — 12/31/2015
Value in General Account at Year End $0
Value in Separate Accounts at Year End $806,925
Insurance Fees and Commissions $1,696
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Lion Street Financial LLC 515 Congress Ave Ste 2500 Austin, TX 78701 -3059 Insurance Agent or Broker $1,058 $0
Pentec Pension Management Group Inc 310 W. Wall, Ste 600 Midland, TX 79701 -5123 Third Party Administrator $0 $346 ADMINISTRATION
Signal Securities, Inc. 700 Throckmorton Fort Worth, TX 76102 -5036 Insurance Agent or Broker $292 $0
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0