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Quest Events L.L.C.

Plan Rating

Overview Financials Service Providers Investments Insurance Information

FORM 5500 DATA

Quest Events 401k Plan

Plan Rating

Overview Financials Service Providers Investments Insurance Information

Overview

Plan Information

Plan Year01/01/2015 — 12/31/2015
Date of Plan01/01/2008
Net Assets as of 12/31/2015 $849,177
Plan Number1
Plan Type Single Employer
Is the plan collectively bargained? No
Did the plan file for an extension of time or the DFVC Program?Yes
Plan Funding ArrangementInsurance
Plan Benefit ArrangementInsurance

Participant Information as of 12/31/2015

Active (Eligible) Participants263
Retired or separated participants receiving benefits0
Other retired or separated participants entitled to future benefits53
Subtotal316
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
Total316
Total number of participants as of 01/01/2015266
Number of participants with account balances211
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested1

Expenses

Total Benefit Payments$0
Corrective Distributions$0
Administrative Service Providers$0
Other Expenses$0
Total Expenses$0
Total Transfers$0

Audit Information

Audit StatusAudited
AuditorMontgomery Coscia Greilish, LLP
Auditor EIN75-2919818
Audit Opinion Disclaimer
Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code	Benefit	Description
2E	Profit-sharing	A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F	ERISA section 404(c) Plan	This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G	Total participant-directed account plan	Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J	Code section 401(k) feature	A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K	Code section 401(m) arrangement	Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3D	Master plan	A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question	Answer	Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102?	No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance.	No
Were any leases to which the plan was a party in default or classified during the year as uncollectible?	No
Were there any nonexempt transactions with any party-in-interest?	No
Was this plan covered by a fidelity bond?	Yes	$500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty?	No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser?	No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser?	No
Did the plan have assets held for investment?	Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets?	No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC?	No
Has the plan failed to provide any benefit when due under the plan?	No
If this is an individual account plan, was there a blackout period?	No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3?	No

Financials

Income and Expense Statement

Income

$351,529

Contributions

$380,077

Cash Contributions

$380,077

	Cash from Employers	$157,699
	Cash from Participants	$197,430
	Others (including rollovers)	$24,948

Noncash Contributions

Total Earnings on Investments

$-28,548

Total Interest

	Interest-Bearing Cash	$0
	U.S. Government Securities	$0
	Corporate Debt Instruments	$0
	Loans (other than to participants)	$0
	Participant Loans	$0
	Interest from Other Investments	$0

Total Dividends

	Preferred Stock	$0
	Common Stock	$0

Rents

Net gain (loss) on sale of assets

	Aggregate Proceeds	$0
	Aggregate Carrying Amount	$0

Total Unrealized Appreciation (depreciation) of assets

	Real Estate	$0
	Other	$0

Net investment gain (loss) from common/collective trusts

Net investment gain (loss) from pooled separate accounts

Net investment gain (loss) from master trust investment accounts

Net investment gain (loss) from 103-12 investment entities

Net investment gain (loss) from registered investment companies

$-28,548

Other Income

Expenses

$139,378

Total Benefit Payments

$138,134

	Directly to participants or beneficiaries, including direct rollovers	$138,134
	To insurance carriers for the provision of benefits	$0
	Other Benefit Payment Fees	$0

Corrective Distributions

Certain deemed distributions of participant loans

Interest expense

Total Administrative Expenses

$1,244

	Professional Fees	$1,244
	Contract Administrator Fees	$0
	Investment Advisory and management fees	$0
	Other Administrative Fees	$0

Net Income

$212,151

	Transfers of Assets to this Plan	$0
	Transfers of Assets from this Plan	$0

Asset and Liability Statement

12/31/2015

12/31/2014

Change YOY

Total Assets

$849,177

$637,026

33.30%

Total noninterest-bearing cash

0.0%

Receivables

$42,252

$7,664

451.30%

Employer Contributions	$42,252	$2,538	1564.78%
Participant Contributions	$0	$5,126	0.0%
Other Contributions	$0	$0	0.0%

General Investments

0.0%

Interest-bearing cash

0.0%

U.S. Government Securities

0.0%

Corporate Debt Instruments

0.0%

	Preferred		$0	$0	0.0%
	All Other		$0	$0	0.0%

Corporate Stocks

0.0%

	Preferred		$0	$0	0.0%
	Common		$0	$0	0.0%

Partnership/joint venture interests

0.0%

Real estate (other than employer real property)

0.0%

Loans (other than to participants)

0.0%

Participants Loans

0.0%

Value of interest in common/collective trusts

0.0%

Value of interest in pooled separate accounts

0.0%

Value of interest in master trust investment accounts

0.0%

Value of interest in 103-12 investment entities

0.0%

Value of interest in registered investment companies

$806,925

$629,362

28.21%

Value of funds held in insurance co. general account

0.0%

Other Investments

0.0%

Employer-related Investments

0.0%

	Employer Securities		$0	$0	0.0%
	Employer Real Property		$0	$0	0.0%

Buildings and other property used in plan operation

0.0%

Total Liabilities

0.0%

Benefit Claims Payable (1)	$0	$0	0.0%
Operating Payables (1)	$0	$0	0.0%
Acquisition Indebtedness (1)	$0	$0	0.0%
Other liabilities (1)	$0	$0	0.0%

Net Assets

$849,177

$637,026

33.30%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

Mass Mutual

Other Service Providers Receiving Direct or Indirect Compensation

Name	Nature of Service	Relationship to Plan Sponsor	Direct Compensation Paid by Plan	Indirect Compensation Paid by Plan	Total Compensation
Mass Mutual Life Insurance Co	Recordkeeping and information management (computing, tabulating, data processing, etc.), Insurance services, Participant loan processing, Participant communication, Direct payment from the plan, Sales loads (front end and deferred), Other commissions, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Insurance mortality and expense charge, Other fees	NONE	$1,244	$0	$1,244
Pentec Pension Management Group Inc	Recordkeeping fees	NONE	$0	$346	$346
Signal Securities, Inc	Insurance agents and brokers	NONE	$0	$292	$292
Morningstar Associates, LLC	Other services	NONE	$0	$15	$15
Total			$1,244	$653	$1,897

Indirect Compensation

Name	Source of Indirect Compensation*	Nature of Service	Description of Indirect Compensation	Indirect Compensation Paid by Plan
Mass Mutual Life Insurance	Alger Midcap Growth Institute I	Recordkeeping fees	0.55% X Assets	$0
Mass Mutual Life Insurance	Amcent Prime Money Market A	Recordkeeping fees	0.00% X Assets	$0
Mass Mutual Life Insurance	American Funds Bnd Fd of Amer R3	Recordkeeping fees	0.65% X Assets	$0
Mass Mutual Life Insurance	American Funds Cap Inc Buildr R3	Recordkeeping fees	0.65% X Assets	$0
Mass Mutual Life Insurance	American Funds Cap Wld Gr Inc R3	Recordkeeping fees	0.65% X Assets	$0
Mass Mutual Life Insurance	American Funds Europac Growth R3	Recordkeeping fees	0.65% X Assets	$0
Mass Mutual Life Insurance	American Funds Gr Pfd of Amer R3	Recordkeeping fees	0.65% of Assets	$0
Mass Mutual Life Insurance	American Funds Inc Fd of Amer R3	Recordkeeping fees	0.65% X Assets	$0
Mass Mutual Life Insurance	Clearbridge Agg Gr A	Recordkeeping fees	0.55% X Assets	$0
Mass Mutual Life Insurance	Franklin Conservative Alloc A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Growth Allocation A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Income A	Recordkeeping fees	0.25% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Moderate Allocation A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Mutual Beacon A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Mutual Global Disc A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Franklin Small Cap Value A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Hartford Global Growth Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Hartford Growth Opps Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Hartford Healthcare Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Hartford Small Cap Growth Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Hartford Ultrashort Bond Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Hartford Value Hls 1B	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Himco Vit Index 1B	Recordkeeping fees	0.40% X Assets	$0
Mass Mutual Life Insurance	Invesco Real Estate A	Recordkeeping fees	0.55% X Assets	$0
Mass Mutual Life Insurance	Ivy Global Natural Resources Y	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Janus Overseas S	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Lord Abbett Bond Debenture A	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Lord Abbett Value Opps A	Recordkeeping fees	0.50% X Assets	$0
Mass Mutual Life Insurance	Mfs Utilities R3	Recordkeeping fees	0.63% X Assets	$0
Mass Mutual Life Insurance	Oppenheimer Gold and Spec Min A	Recordkeeping fees	0.55% X Assets	$0
Mass Mutual Life Insurance	Oppenheimer International Bond A	Recordkeeping fees	0.55% X Assets	$0
Mass Mutual Life Insurance	Pimco Emerging Markets Bond A	Recordkeeping fees	0.40% X Assets	$0
Mass Mutual Life Insurance	Pimco Real Return A	Recordkeeping fees	0.40% X Assets	$0
Mass Mutual Life Insurance	Pimco Total Return A	Recordkeeping fees	0.40% X Assets	$0
Mass Mutual Life Insurance	Templeton Developing Mrkts Tr A	Recordkeeping fees	0.35% X Assets Plus $12/Participant	$0
Mass Mutual Life Insurance	Thornmurg International Value R3	Recordkeeping fees	0.75% X Assets	$0
Mass Mutual Life Insurance	Thornburg Value R3	Recordkeeping fees	0.75% X Assets	$0
Mass Mutual Life Insurance	Victory Special Value A	Recordkeeping fees	0.45% X Assets Plus $16/Participant	$0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Name of Investment	Investment Manager	Type of Investment	Dollar Value
Hartford Advantage Tk4	Hartford Life Insurance Company	DFE: Pooled Separate Account	$689,533
Separate Account K4	Hartford Life Insurance Company	DFE: Pooled Separate Account	$117,392
Total			$806,925

Insurance Information

Insurance Carrier Summary

Persons Covered

Hartford Life Insurance Company

EIN

06-0974148

Industry Code

88072

Contract Number

808224

Contract Year

01/01/2015 â€” 12/31/2015

Value in General Account at Year End

Value in Separate Accounts at Year End

$806,925

Insurance Fees and Commissions

$1,696

Persons Receiving Commissions and Fees

Agent/Broker	Organization Code	Commissions Paid	Fees Paid	Purpose of Fees Paid
Lion Street Financial LLC 515 Congress Ave Ste 2500 Austin, TX 78701 -3059	Insurance Agent or Broker	$1,058	$0
Pentec Pension Management Group Inc 310 W. Wall, Ste 600 Midland, TX 79701 -5123	Third Party Administrator	$0	$346	ADMINISTRATION
Signal Securities, Inc. 700 Throckmorton Fort Worth, TX 76102 -5036	Insurance Agent or Broker	$292	$0

Allocated Funds

	Type of Contract	Unspecified
	Basis of premium rates
	Premiums paid to carrier	$0
	Premiums due but unpaid at the end of the year	$0
	If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount	$0
	Specify the nature of the costs

Unallocated Funds

Type of Contract

Unspecified

Balance at the end of the previous year

Additions

	Contributions Deposited during the year	$0
	Dividends and credits	$0
	Interest credited during the year	$0
	Transferred from separate account	$0
	Other	$0

Total of Balance and Additions

Deductions

	Disbursed from fund to pay benefits or purchase annuities during the year	$0
	Administration charge made by carrier	$0
	Transferred to Separate Account	$0
	Other	$0

Balance at the end of the current year

Quest Events L.L.C.

Quest Events 401k Plan

Form 5500 Year:

Overview

Plan Information

Participant Information as of 12/31/2015

Expenses

Sponsor Information

Audit Information

Benefits Provided Under the Plan

Questions and Answers

Financials

Income and Expense Statement

Asset and Liability Statement

Service Providers

Persons Receiving Only Eligible Indirect Compensation

Other Service Providers Receiving Direct or Indirect Compensation

Indirect Compensation

Service Providers Who Fail or Refuse to Provide Information

Termination Information on Accountants and Enrolled Actuaries

Investments

Investments

Insurance Information

Insurance Information