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FORM 5500 DATA

APT Manufacturing Solutions 401k Plan

Overview

Plan Information

  • Plan Year01/01/2006 — 12/31/2006
  • Date of Plan01/01/1997
  • Net Assets as of 12/31/2006 $997,106
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2006

  • Active (Eligible) Participants36
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits0
  • Subtotal36
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total36
  • Total number of participants as of 01/01/200632
  • Number of participants with account balances36
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0
  • Number of participants required to be reported on Schedule SSA0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • AddressPo Box 88
  • CityHicksville
  • StateOH
  • Zip43526-0088
  • Telephone(419) 542-6681
  • EIN34-1816209
  • Industry Code332210
  • Named AdministratorAnthony Nighswander
  • Named Plan SponsorAnthony Nighswander

Plan Administrator Information

  • Administrator NameSAME
  • Administrator EIN

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3E Prototype plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a separate funding medium (for example, a separate trust or custodial account) is established for the use of each adopting employer.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $100,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan at any time hold 20% or more of its assets in any single security, debt, mortgage, parcel of real estate, or partnership/joint venture interest? No $0
Are you claiming a waiver of the annual examination and report of an independent qualified public accountant (IQPA) under 29 CFR 2520.104-46? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $250,357
Contributions $0
Cash Contributions $153,370
Cash from Employers $49,361
Cash from Participants $104,009
Others (including rollovers) $0
Noncash Contributions $0
Other Income $96,987
Expenses $3,563
Total Benefit Payments $3,303
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Other Expenses $260
Net Income $246,794
Transfers of Assets to (from) this Plan $0

Asset and Liability Statement

12/31/2006 12/31/2005 Change YOY
Total Assets $999,412 $752,613 32.79%
Total Liabilities $2,306 $2,301 0.22%
Net Assets $997,106 $750,312 32.89%

Specific Assets Statement

Held? Amount
Total Specific Assets Yes $0
Partnership/joint venture interests Yes $0
Employer Real Property Yes $0
Real Estate Yes $0
Employer Securities Yes $0
Participant Loans Yes $0
Loans (other than to participants) Yes $0
Tangible Personal Property Yes $0

Service Providers

Service Providers

There are no service providers listed for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Sa14 Short Term Lincoln National Life Insurance Co. DFE: Pooled Separate Account $190,726
Sa32 Aggressive Balanced Lincoln National Life Insurance Co. DFE: Pooled Separate Account $87,790
Sa24 Small Capitalization Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $72,127
Sa94 Delaware Vip Emerging Markets Lincoln National Life Insurance Co. DFE: Pooled Separate Account $64,663
Sa48 Afis Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $60,790
Sa17 Medium Capitalization Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $52,221
Sa11 Core Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $48,007
Sa12 Government/Corporate Bond Lincoln National Life Insurance Co. DFE: Pooled Separate Account $39,372
Sa58 Fidelity Vip Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $37,250
Sa20 High Yield Bond Lincoln National Life Insurance Co. DFE: Pooled Separate Account $29,233
Sa77 Blackrock Global Resources Lincoln National Life Insurance Co. DFE: Pooled Separate Account $26,396
Sa64 Janus Aspen Mid-Cap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $22,390
Sa36 Dws Small Cap Index Vip Lincoln National Life Insurance Co. DFE: Pooled Separate Account $19,625
Sa55 Delaware Vip Reit Series Lincoln National Life Insurance Co. DFE: Pooled Separate Account $16,217
Sa23 Large Capitalization Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $15,465
Sa34 Afis Global Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $14,240
Sa28 Value Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $13,497
Sa37 Neuberger Berman Midcap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $12,959
Sa56 Delaware Vip Small Cap Lincoln National Life Insurance Co. DFE: Pooled Separate Account $11,612
Sa19 Alliance Vps Growth and Income Lincoln National Life Insurance Co. DFE: Pooled Separate Account $11,373
Sa22 International Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $10,985
Sa57 Fidelity Vip Equity Income Lincoln National Life Insurance Co. DFE: Pooled Separate Account $10,387
Sa39 Alliance Vps Small/Mid Cap Val Lincoln National Life Insurance Co. DFE: Pooled Separate Account $9,513
Sa54 Afis International Lincoln National Life Insurance Co. DFE: Pooled Separate Account $8,888
Sa27 Dws Equity 500 Index Vip Lincoln National Life Insurance Co. DFE: Pooled Separate Account $7,713
Sa49 Afis Growth and Income Lincoln National Life Insurance Co. DFE: Pooled Separate Account $6,171
Sa61 Delaware Value Fund Lincoln National Life Insurance Co. DFE: Pooled Separate Account $5,684
Sa30 Conservative Balanced Lincoln National Life Insurance Co. DFE: Pooled Separate Account $5,657
Sa35 Fidelity Vip II Contrafund Lincoln National Life Insurance Co. DFE: Pooled Separate Account $5,185
Sa46 Afis Global Small Cap Lincoln National Life Insurance Co. DFE: Pooled Separate Account $4,422
Sa62 Templeton Growth Securities Lincoln National Life Insurance Co. DFE: Pooled Separate Account $4,132
Sa33 Social Awareness Lincoln National Life Insurance Co. DFE: Pooled Separate Account $3,048
Sa38 Neuberger Berman Amt Regency Lincoln National Life Insurance Co. DFE: Pooled Separate Account $2,995
Sa66 Mfs Vit Capital Opportunities Lincoln National Life Insurance Co. DFE: Pooled Separate Account $1,796
Sa84 Fidelity Vip Mid Cap Lincoln National Life Insurance Co. DFE: Pooled Separate Account $1,336
Sa67 Mfs Vit Utilities Series Lincoln Natoinal Life Insurance Co. DFE: Pooled Separate Account $1,159
Sa93 Delaware Diversified Income Lincoln National Life Insurance Co. DFE: Pooled Separate Account $953
Sa70 Janus Aspen Large Cap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $417
Sa63 Franklin Small-Mid Cap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $299
Sa86 Templeton Global Income Sec Lincoln National Life Insurance Co. DFE: Pooled Separate Account $298
Sa59 Fidelity Vip Overseas Lincoln National Life Insurance Co. DFE: Pooled Separate Account $285
Sa92 Amer. Cent. VP Infl. Protect. Lincoln National Life Insurance Co. DFE: Pooled Separate Account $263
Sa29 Alliance Vps Large Cap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $188
Sa75 Blackrock Aurora Lincoln National Life Insurance Co. DFE: Pooled Separate Account $138
Sa31 Alliance Vps Global Technology Lincoln National Life Insurance Co. DFE: Pooled Separate Account $91
Sa87 Delaware Vip Capital Reserves Lincoln National Life Insurance Co. DFE: Pooled Separate Account $65
Sa83 Blackrock Mid-Cap Value Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $58
Sa81 Blackrock Legacy Lincoln National Life Insurance Co. DFE: Pooled Separate Account $55
Sa97 Lincoln Vip Mod. Aggressive Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa95 Lincoln Vip Conserv. Profile Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa98 Lincoln Vip Aggressive Profile Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa96 Lincoln Vip Moderate Profile Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa79 Blackrock Investment Trust Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa82 Blackrock Midcap Growth Equity Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa80 Blackrock Large Cap Value Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa78 Blackrock Int Government Bond Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa76 Blackrock Small/Mid-Cap Growth Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa65 Mfs Vit Emerging Growth Series Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa40 Scudder Vit Eafe Equity Index Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Sa21 Balanced Lincoln National Life Insurance Co. DFE: Pooled Separate Account $0
Total $938,134

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Lincoln National Life Insurance Company 36
EIN 35-0472300
Industry Code 65676
Contract Number GP73169
Contract Year 01/01/2006 — 12/31/2006
Value in General Account at Year End $41,631
Value in Separate Accounts at Year End $938,134
Insurance Fees and Commissions $7,106
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Lincoln Financial Advisors 1300 S. Clinton St Ste 150 Fort Wayne, IN 46802 -9999 Agent or Broker other than Insurance $6,910 $0 N/A
Clark Consulting 6920 Pointe Inverness Way, Ste. 300 Fort Wayne, IN 46804 Third Party Administrator $0 $196 MARKETING
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract
Balance at the end of the previous year $32,825
Additions $9,698
Contributions Deposited during the year $8,312
Dividends and credits $0
Interest credited during the year $1,386
Transferred from separate account $0
Other $0
Total of Balance and Additions $42,523
Deductions $892
Disbursed from fund to pay benefits or purchase annuities during the year $892
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $41,631