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FORM 5500 DATA

H.D. Hudson Manufacturing Company Retirement Savings Plan

Overview

Plan Information

  • Plan Year01/01/2009 — 12/31/2009
  • Date of Plan01/01/2001
  • Net Assets as of 12/31/2009 $2,992,881
  • Plan Number10
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Report Description This is an amended report.
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2009

  • Active (Eligible) Participants142
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits49
  • Subtotal191
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total191
  • Total number of participants as of 01/01/2009204
  • Number of participants with account balances190
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested12

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address500 N. Michigan Ave.
  • CityChicago
  • StateIL
  • Zip60611
  • Telephone(312) 644-2830
  • EIN36-1243360
  • Industry Code333100
  • Named AdministratorMarilyn Mitchell
  • Named Plan SponsorMarilyn Mitchell

Plan Administrator Information

  • Administrator NameH.D. Hudson Manufacturing Company
  • Address500 N. Michigan Ave.
  • CityChicago
  • StateIL
  • Zip60611
  • Telephone(312) 644-2830
  • Administrator EIN36-1243360

Audit Information

  • Audit StatusAudited
  • AuditorErnst & Young LLP
  • Auditor EIN39-6565596
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $1,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $1,150,576
Contributions $596,222
Cash Contributions $596,222
Cash from Employers $246,101
Cash from Participants $345,744
Others (including rollovers) $4,377
Noncash Contributions $0
Total Earnings on Investments $554,354
Total Interest $803
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $803
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $553,551
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $0
Expenses $112,469
Total Benefit Payments $112,469
Directly to participants or beneficiaries, including direct rollovers $112,469
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $0
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $1,038,107
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2009 12/31/2008 Change YOY
Total Assets $2,993,733 $1,954,833 53.15%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $289 $115 151.30%
Employer Contributions $243 $115 111.30%
Participant Contributions $46 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $8,673 $9,968 -12.99%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $2,556,942 $1,944,750 31.48%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $0 0.0%
Value of funds held in insurance co. general account $427,829 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $852 $59 1344.07%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $852 $59 1344.07%
Net Assets $2,992,881 $1,954,774 53.11%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

There are no service providers listed for this plan.

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Transamerica Stable Value Advisors Transamerica DFE: Pooled Separate Account $427,829
Wells Fargo Adv Small Cap Val Transamerica DFE: Pooled Separate Account $292,646
Vanguard Target 2025 Transamerica DFE: Pooled Separate Account $287,450
Vanguard Target 2020 Transamerica DFE: Pooled Separate Account $251,665
Vanguard Target 2015 Transamerica DFE: Pooled Separate Account $220,481
Vanguard Target 2045 Transamerica DFE: Pooled Separate Account $162,700
Janus Adviser Intl Growth Transamerica DFE: Pooled Separate Account $151,656
Vanguard Target 2035 Transamerica DFE: Pooled Separate Account $133,915
Pioneer Cullen Value Transamerica DFE: Pooled Separate Account $133,782
Vanguard Target 2030 Transamerica DFE: Pooled Separate Account $121,221
Jp Morgan Government Securities Transamerica DFE: Pooled Separate Account $116,008
Alliance Bernstein Intl Value Transamerica DFE: Pooled Separate Account $101,908
Thornburg Core Growth Transamerica DFE: Pooled Separate Account $66,042
Vanguard Target 2040 Transamerica DFE: Pooled Separate Account $64,738
American Funds Grth Fund of Am Transamerica DFE: Pooled Separate Account $57,682
First American Small Cap Sel Transamerica DFE: Pooled Separate Account $54,393
Columbia High Income Transamerica DFE: Pooled Separate Account $53,420
Goldman Sachs Mid Cap Value Transamerica DFE: Pooled Separate Account $51,020
Vanguard Target 2050 Transamerica DFE: Pooled Separate Account $42,392
Dreyfus Premier Health Care Transamerica DFE: Pooled Separate Account $39,625
Mutual Shares Transamerica DFE: Pooled Separate Account $33,962
First American Real Estate Sec Transamerica DFE: Pooled Separate Account $27,871
Ssga Mid-Cap Index Transamerica DFE: Pooled Separate Account $26,665
Vanguard Target 2010 Transamerica DFE: Pooled Separate Account $21,817
Transamerica Partners Stock Index Transamerica DFE: Pooled Separate Account $17,003
Vanguard Small Cap Index Transamerica DFE: Pooled Separate Account $13,543
Vanguard Target 2005 Transamerica DFE: Pooled Separate Account $8,312
Oppenheimer International Bond Ret Transamerica DFE: Pooled Separate Account $5,024
Total $2,984,770

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Transamerica Life Insurance Company 192
EIN 39-0989781
Industry Code 86231
Contract Number 998793-000
Contract Year 01/01/2009 — 12/31/2009
Value in General Account at Year End $0
Value in Separate Accounts at Year End $2,556,941
Insurance Fees and Commissions $10,528
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Chase Insurance Agency, Inc. Craig W. Shupee Milwaukee, WI 53202 Insurance Agent or Broker $9,398 $0
Qualified Pension Professionals, In Leanne Dear Glen Ellyn, IL 60137 Third Party Administrator $0 $1,130
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $311,088
Additions $451,370
Contributions Deposited during the year $147,702
Dividends and credits $0
Interest credited during the year $13,533
Transferred from separate account $290,135
Other $0
Total of Balance and Additions $762,458
Deductions $334,629
Disbursed from fund to pay benefits or purchase annuities during the year $17,827
Administration charge made by carrier $2,019
Transferred to Separate Account $314,783
Other $0
Balance at the end of the current year $427,829