Back to top
FORM 5500 DATA

Versa Press, Inc. Employees' Retirement Plan and Trust

Overview

Plan Information

  • Plan Year01/01/2006 — 12/31/2006
  • Date of Plan07/01/1990
  • Net Assets as of 12/31/2006 $7,849,382
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2006

  • Active (Eligible) Participants167
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits2
  • Subtotal169
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total169
  • Total number of participants as of 01/01/2006178
  • Number of participants with account balances169
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0
  • Number of participants required to be reported on Schedule SSA0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address1465 Spring Bay Rd
  • CityEast Peoria
  • StateIL
  • Zip61611-9788
  • Telephone(309) 822-8272
  • EIN37-0693820
  • Industry Code323100
  • Named AdministratorRobert G Barth
  • Named Plan SponsorRobert G Barth

Plan Administrator Information

  • Administrator NameVersa Press Inc
  • Address1465 Spring Bay Road
  • CityEast Peoria
  • StateIL
  • Zip61611-9788
  • Telephone(309) 822-8272
  • Administrator EIN37-0693820

Audit Information

  • Audit StatusAudited
  • AuditorHeinold-Banwart Ltd
  • Auditor EIN37-1196235
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3E Prototype plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a separate funding medium (for example, a separate trust or custodial account) is established for the use of each adopting employer.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $3,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $2,075,876
Contributions $1,135,277
Cash Contributions $1,135,277
Cash from Employers $402,785
Cash from Participants $505,718
Others (including rollovers) $226,774
Noncash Contributions $0
Total Earnings on Investments $940,599
Total Interest $71,815
Interest-Bearing Cash $9,102
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $0
Interest from Other Investments $62,713
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $309,086
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $559,698
Other Income $0
Expenses $210,903
Total Benefit Payments $208,816
Directly to participants or beneficiaries, including direct rollovers $208,816
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $2,087
Professional Fees $0
Contract Administrator Fees $103
Investment Advisory and management fees $1,984
Other Administrative Fees $0
Net Income $1,864,973
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2006 12/31/2005 Change YOY
Total Assets $7,849,382 $5,984,409 31.16%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $128 $1,491 -91.42%
Employer Contributions $128 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $1,491 -100.00%
General Investments $0 $217,372 -100.00%
Interest-bearing cash $0 $217,372 -100.00%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $0 $0 0.0%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $7,849,254 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $5,765,546 -100.00%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $7,849,382 $5,984,409 31.16%

Service Providers

Service Providers

There are no service providers listed for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Jh Lifestyle Growth John Hancock USA DFE: Pooled Separate Account $4,051,103
Jh Lifestyle Balanced John Hancock USA DFE: Pooled Separate Account $1,038,906
Jh Lifestyle Aggressive John Hancock USA DFE: Pooled Separate Account $921,027
Jh American Funds Europac John Hancock USA DFE: Pooled Separate Account $207,552
Jh Davis New York Venture John Hancock USA DFE: Pooled Separate Account $204,389
Jh Royce Opportunity John Hancock USA DFE: Pooled Separate Account $180,266
Jh Franklin Small-Mid Gro John Hancock USA DFE: Pooled Separate Account $163,907
Jh American Funds Growth John Hancock USA DFE: Pooled Separate Account $158,819
Jh Excelsior Value & Rest John Hancock USA DFE: Pooled Separate Account $148,875
Jh Riversource Mid Cap Va John Hancock USA DFE: Pooled Separate Account $127,615
Jh Columbia Marsico Intl John Hancock USA DFE: Pooled Separate Account $113,951
Jh Salomon Bros High Y John Hancock USA DFE: Pooled Separate Account $96,347
Jh John Hancock Small Cap John Hancock USA DFE: Pooled Separate Account $78,653
Jh Lifestyle Moderate John Hancock USA DFE: Pooled Separate Account $70,215
Jh Short-Term Federal John Hancock USA DFE: Pooled Separate Account $67,480
Jh Pimco Total Return John Hancock USA DFE: Pooled Separate Account $59,000
Money Market Fund John Hancock USA DFE: Pooled Separate Account $49,286
Jh Mutual Discovery John Hancock USA DFE: Pooled Separate Account $46,662
Small Cap Opportunities F John Hancock USA DFE: Pooled Separate Account $27,352
Quantitative Mid Cap Fund John Hancock USA DFE: Pooled Separate Account $23,463
Mid Cap Index Fund John Hancock USA DFE: Pooled Separate Account $7,139
Jh Lifestyle Conservative John Hancock USA DFE: Pooled Separate Account $6,801
500 Index Fund John Hancock USA DFE: Pooled Separate Account $446
Total $7,849,254

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Company (USA) 169
EIN 01-0233346
Industry Code 65838
Contract Number 57481
Contract Year 01/01/2006 — 12/31/2006
Value in General Account at Year End $0
Value in Separate Accounts at Year End $7,849,254
Insurance Fees and Commissions $49,700
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
CES Insurance Agency Inc 4647 N 32nd Street Suite B 210 Phoenix, AZ 85018 Insurance Agent or Broker $49,620 $0
Benefit Planning Consultants Inc 2110 Clearlake Blvd Suite 200 Champaign, IL 61822 -7500 Third Party Administrator $0 $80 TPA FEES PAID
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0