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Overview

Plan Information

  • Plan Year01/01/2017 — 12/31/2017
  • Date of Plan07/01/2003
  • Net Assets as of 12/31/2017 $6,815,332
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2017

  • Active (Eligible) Participants178
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits57
  • Subtotal235
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total235
  • Total number of participants as of 01/01/2017270
  • Number of participants with account balances134
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address12959 Coral Tree Place
  • CityLos Angeles
  • StateCA
  • Zip90066-7020
  • Telephone(310) 315-6300
  • EIN37-1467937
  • Industry Code541990

Audit Information

  • Audit StatusAudited
  • AuditorJones & Malhotra
  • Auditor EIN95-4668647
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $2,379,667
Contributions $1,438,854
Cash Contributions $1,438,854
Cash from Employers $0
Cash from Participants $819,003
Others (including rollovers) $619,851
Noncash Contributions $0
Total Earnings on Investments $933,703
Total Interest $8,275
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $8,275
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $925,428
Other Income $7,110
Expenses $644,153
Total Benefit Payments $618,723
Directly to participants or beneficiaries, including direct rollovers $618,723
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $1,006
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $24,424
Professional Fees $0
Contract Administrator Fees $24,424
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $1,735,514
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2017 12/31/2016 Change YOY
Total Assets $6,815,332 $5,079,818 34.16%
Total noninterest-bearing cash $0 $1,150 -100.00%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $195,967 $98,339 99.28%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $6,619,365 $4,980,329 32.91%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $6,815,332 $5,079,818 34.16%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
John Hancock USA Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Soft dollars commissions Recordkeeping $296 $0 $296
Total $296 $0 $296

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Jh Multimanager Growth Ls John Hancock USA DFE: Pooled Separate Account $1,413,716
Jh Multimanager Balanced Ls John Hancock USA DFE: Pooled Separate Account $923,058
Jh Multimanager 2025 Lifetime John Hancock USA DFE: Pooled Separate Account $329,739
Jh Multimanager Aggressive Ls John Hancock USA DFE: Pooled Separate Account $186,294
Total Stock Market Index Fund John Hancock USA DFE: Pooled Separate Account $167,226
Jh Multimanager Conserv Ls John Hancock USA DFE: Pooled Separate Account $146,685
Jh Multimanager 2015 Lifetime John Hancock USA DFE: Pooled Separate Account $143,558
Blackrock Global Allocation John Hancock USA DFE: Pooled Separate Account $135,987
Royce Opportunity John Hancock USA DFE: Pooled Separate Account $133,413
500 Index Fund John Hancock USA DFE: Pooled Separate Account $132,198
Jh Multimanager 2035 Lifetime John Hancock USA DFE: Pooled Separate Account $127,799
Mid Cap Stock Fund John Hancock USA DFE: Pooled Separate Account $125,084
Jh Multimanager 2040 Lifetime John Hancock USA DFE: Pooled Separate Account $122,788
Fundamental Large Cap Value John Hancock USA DFE: Pooled Separate Account $114,365
Jh Multimanager 2030 Lifetime John Hancock USA DFE: Pooled Separate Account $108,214
Jh Multimanager 2010 Lifetime John Hancock USA DFE: Pooled Separate Account $105,218
Vanguard Growth Index Fund John Hancock USA DFE: Pooled Separate Account $99,484
Jh Multimanager 2050 Lifetime John Hancock USA DFE: Pooled Separate Account $93,323
Jpmorgan Midcap Value Fund John Hancock USA DFE: Pooled Separate Account $92,707
Jh Multimanager 2045 Lifetime John Hancock USA DFE: Pooled Separate Account $89,167
Vanguard Energy Fund John Hancock USA DFE: Pooled Separate Account $84,131
Europacific Growth Fund John Hancock USA DFE: Pooled Separate Account $83,438
Jh Multimanager 2055 Lifetime John Hancock USA DFE: Pooled Separate Account $82,905
Intl Equity Index Fund John Hancock USA DFE: Pooled Separate Account $82,650
T. Rowe Price Equity Inc John Hancock USA DFE: Pooled Separate Account $80,807
Jh Multimanager Moderate Ls John Hancock USA DFE: Pooled Separate Account $79,939
Strategic Income Opp Fund John Hancock USA DFE: Pooled Separate Account $77,981
Blue Chip Growth Fund John Hancock USA DFE: Pooled Separate Account $73,532
Invesco Small Cap Growth John Hancock USA DFE: Pooled Separate Account $72,369
Real Est. Securities Fund John Hancock USA DFE: Pooled Separate Account $72,125
Fidelity Advisor Total Bond John Hancock USA DFE: Pooled Separate Account $70,736
Money Market Fund John Hancock USA DFE: Pooled Separate Account $62,389
Small Cap Value Fund John Hancock USA DFE: Pooled Separate Account $58,029
Total Bond Market Fund John Hancock USA DFE: Pooled Separate Account $56,442
Franklin Small-Mid Growth John Hancock USA DFE: Pooled Separate Account $50,868
Parnassus Core Equity Fund John Hancock USA DFE: Pooled Separate Account $49,836
Templeton Global Bond Fund John Hancock USA DFE: Pooled Separate Account $47,266
Dodge & Cox Stock Fund John Hancock USA DFE: Pooled Separate Account $46,981
Mid Cap Index Fund John Hancock USA DFE: Pooled Separate Account $41,327
Vanguard Small Cap Value Index John Hancock USA DFE: Pooled Separate Account $40,702
Pimco All Asset John Hancock USA DFE: Pooled Separate Account $39,236
Jpmorgan U.S. Equity Fund John Hancock USA DFE: Pooled Separate Account $37,865
Jh Multimanager 2060 Lifetime John Hancock USA DFE: Pooled Separate Account $36,896
Small Cap Index Fund John Hancock USA DFE: Pooled Separate Account $36,192
Fidelity Contrafund John Hancock USA DFE: Pooled Separate Account $33,922
Mfs Emerging Markets Debt John Hancock USA DFE: Pooled Separate Account $26,225
Dfa Emerging Markets Value John Hancock USA DFE: Pooled Separate Account $24,500
T. Rowe Price Sci & Tech John Hancock USA DFE: Pooled Separate Account $22,647
T. Rowe Price Health Sci John Hancock USA DFE: Pooled Separate Account $22,173
International Value Fund John Hancock USA DFE: Pooled Separate Account $21,270
High Yield Fund John Hancock USA DFE: Pooled Separate Account $20,685
Vanguard Value Index Fund John Hancock USA DFE: Pooled Separate Account $19,862
Smallcap World Fund John Hancock USA DFE: Pooled Separate Account $18,687
Lord Abbett Value Opps Fund John Hancock USA DFE: Pooled Separate Account $16,867
Vanguard Small Cap Grow Index John Hancock USA DFE: Pooled Separate Account $16,399
Fundamental All Cap Core Fund John Hancock USA DFE: Pooled Separate Account $13,531
John Hancock Intl Growth John Hancock USA DFE: Pooled Separate Account $11,834
New Opportunities Fund John Hancock USA DFE: Pooled Separate Account $11,540
Mutual Global Discovery John Hancock USA DFE: Pooled Separate Account $11,068
Income Fund of America John Hancock USA DFE: Pooled Separate Account $10,954
Mid Value Fund John Hancock USA DFE: Pooled Separate Account $10,674
Vanguard Short-Term Federal John Hancock USA DFE: Pooled Separate Account $10,275
Capital Appreciation Fund John Hancock USA DFE: Pooled Separate Account $9,049
Jh Disciplined Value Mid Cap John Hancock USA DFE: Pooled Separate Account $8,615
Utilities Fund John Hancock USA DFE: Pooled Separate Account $8,491
John Hancock Disciplined Value John Hancock USA DFE: Pooled Separate Account $8,049
Fundamental Investors John Hancock USA DFE: Pooled Separate Account $6,227
T. Rowe Price Cap Appreciation John Hancock USA DFE: Pooled Separate Account $650
American Century Heritage John Hancock USA DFE: Pooled Separate Account $506
Total $6,619,365

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock USA 137
EIN 01-0233346
Industry Code 65838
Contract Number 29555
Contract Year 01/01/2017 — 12/31/2017
Value in General Account at Year End $0
Value in Separate Accounts at Year End $6,619,365
Insurance Fees and Commissions $23,705
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Lpa Insurance Agency Inc. 2399 Gateway Oaks Drive Sacramento, CA 95833 -4232 Insurance Agent or Broker $20,739 $0 BROKER COMMISSION
Qbi, LLC 21031 Ventura Boulevard Woodland Hills, CA 91364 -2229 Third Party Administrator $0 $2,966 TPA COMPENSATION
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0