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FORM 5500 DATA

Masco Services Group Corporation hourly 401K Plan

Overview

Plan Information

  • Plan Year01/01/2009 — 12/31/2009
  • Date of Plan12/31/2001
  • Net Assets as of 12/31/2009 $0
  • Plan Number50
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Report Description This is the final report filed for the plan.
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2009

  • Active (Eligible) Participants0
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits0
  • Subtotal0
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total0
  • Total number of participants as of 01/01/20094,435
  • Number of participants with account balances0
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • AddressAttn Retirement Services Dept 21001 Van Born Road
  • CityTaylor
  • StateMI
  • Zip48180
  • Telephone(313) 274-7400
  • EIN38-1794485
  • Industry Code332510
  • Named AdministratorStephen Armbruster

Plan Administrator Information

  • Administrator NameMasco Corporation
  • AddressAttn Retirement Services Dept 21001 Van Born Road
  • CityTaylor
  • StateMI
  • Zip48180
  • Telephone(313) 274-7400
  • Administrator EIN38-1794485

Audit Information

  • Audit StatusAudited
  • AuditorPricewaterhousecoopers
  • Auditor EIN13-4008324
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $20,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? No
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? Yes
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $5,503,234
Contributions $2,007,627
Cash Contributions $2,007,627
Cash from Employers $378,187
Cash from Participants $1,629,440
Others (including rollovers) $0
Noncash Contributions $0
Total Earnings on Investments $3,452,108
Total Interest $395,095
Interest-Bearing Cash $332,203
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $62,892
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $3,057,013
Other Income $43,499
Expenses $3,100,002
Total Benefit Payments $3,089,517
Directly to participants or beneficiaries, including direct rollovers $3,089,517
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $10,485
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $10,485
Net Income $2,403,232
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $20,669,277

Asset and Liability Statement

12/31/2009 12/31/2008 Change YOY
Total Assets $0 $17,112,993 -100.00%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $48,200 -100.00%
Employer Contributions $0 $9,231 -100.00%
Participant Contributions $0 $38,969 -100.00%
Other Contributions $0 $0 0.0%
General Investments $0 $4,316,602 -100.00%
Interest-bearing cash $0 $4,316,602 -100.00%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $0 $1,254,121 -100.00%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $11,311,416 -100.00%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $182,654 -100.00%
Employer Securities $0 $182,654 -100.00%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $0 $17,112,993 -100.00%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Fidelity Inv Instit Operations Co

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Fidelity Inv Inst Operations Co Participant loan processing, Direct payment from the plan, Recordkeeping fees, Account maintenance fees Recordkeeper $10,147 $0 $10,147
Total $10,147 $0 $10,147

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fidelity Inv Instit Operations Co Abf Sm Cap Val Inv-State St Bank Sub-transfer agency fees .35% $0
Fidelity Inv Instit Operations Co Aim Dynamics Inv-Invesco Trimark Sub-transfer agency fees .35% $0
Fidelity Inv Instit Operations Co Aim Income Fund Inv-Invesco Trimark Sub-transfer agency fees .25% $0
Fidelity Inv Instit Operations Co Artisan Mid Cap-Boston Fin Data Ser Sub-transfer agency fees .40% $0
Fidelity Inv Instit Operations Co Cs Mid Core-Boston Fin Data Ser Sub-transfer agency fees .35% $0
Fidelity Inv Instit Operations Co Jpm Midcap Value-Boston Fin Data SE Sub-transfer agency fees .15% $0
Fidelity Inv Instit Operations Co Jpm Midcap Value Is-Boston Fin Data Sub-transfer agency fees .15% $0
Fidelity Inv Instit Operations Co Managers Special Eq-Pnc Global Inv Sub-transfer agency fees .40% $0
Fidelity Inv Instit Operations Co Pimco Tot Ret Adm-Boston Fin Data Sub-transfer agency fees .25% $0
Fidelity Inv Instit Operations Co Templeton Dev Mkts-Franklin Templet Sub-transfer agency fees .35% $0
Fidelity Inv Instit Operations Co Wfa Sm Cap Val-Boston Financial Dat Sub-transfer agency fees .35% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.